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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RKT icon
2276
Rocket Companies
RKT
$38.7B
$57K ﹤0.01%
9,164
-358
-4% -$3.11K
TLRY icon
2277
Tilray
TLRY
$594M
$57K ﹤0.01%
2,083
+316
+18% +$11.1K
UNM icon
2278
Unum
UNM
$14.4B
$57K ﹤0.01%
1,478
-12,141
-89% -$444K
SPWR
2279
DELISTED
SunPower Corporation Common Stock
SPWR
$57K ﹤0.01%
2,474
+374
+18% +$8.41K
SLCA
2280
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$57K ﹤0.01%
5,272
-456
-8% -$5.8K
BCML icon
2281
BayCom
BCML
$332M
$56K ﹤0.01%
3,198
– –
BRSP
2282
BrightSpire Capital
BRSP
$622M
$56K ﹤0.01%
8,889
+20
+0.2% +$165
NREF
2283
NexPoint Real Estate Finance
NREF
$323M
$56K ﹤0.01%
3,781
+110
+3% +$2.26K
PJP icon
2284
Invesco Pharmaceuticals ETF
PJP
$500M
$56K ﹤0.01%
798
– –
QDF icon
2285
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$56K ﹤0.01%
1,193
-3,167
-73% -$167K
RXI icon
2286
iShares Global Consumer Discretionary ETF
RXI
$277M
$56K ﹤0.01%
461
– –
XSMO icon
2287
Invesco S&P SmallCap Momentum ETF
XSMO
$3.09B
$56K ﹤0.01%
1,298
-876
-40% -$41.3K
TWOU
2288
DELISTED
2U Inc
TWOU
$56K ﹤0.01%
307
+267
+668% +$69.5K
AADR icon
2289
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$55K ﹤0.01%
1,264
-1,049
-45% -$51.5K
ARKX icon
2290
ARK Space & Defense Innovation ETF
ARKX
$851M
$55K ﹤0.01%
4,508
+1,310
+41% +$18.7K
ONEV icon
2291
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$305M
$55K ﹤0.01%
599
– –
PBA icon
2292
Pembina Pipeline
PBA
$27.9B
$55K ﹤0.01%
1,818
+60
+3% +$2.14K
TECK icon
2293
Teck Resources
TECK
$33B
$55K ﹤0.01%
1,854
+1,591
+605% +$49.1K
TY icon
2294
TRI-Continental Corp
TY
$1.9B
$55K ﹤0.01%
2,160
-161
-7% -$4.45K
VIRT icon
2295
Virtu Financial
VIRT
$4.95B
$55K ﹤0.01%
2,675
+58
+2% +$1.33K
WBS icon
2296
Webster Financial
WBS
$12.8B
$55K ﹤0.01%
1,232
-171
-12% -$7.91K
WWD icon
2297
Woodward
WWD
$21.1B
$55K ﹤0.01%
696
+472
+211% +$44.6K
XRAY icon
2298
Dentsply Sirona
XRAY
$2.38B
$55K ﹤0.01%
1,969
-303
-13% -$10.4K
CLAA
2299
DELISTED
Colonnade Acquisition Corp. II
CLAA
$55K ﹤0.01%
5,600
-39,742
-88% -$392K
DIAX
2300
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$54K ﹤0.01%
4,061
-33
-0.8% -$511
90 91
92
93 94

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.