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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
2226
Teva Pharmaceuticals
TEVA
$41.1B
$22K ﹤0.01%
1,970
– –
VCYT icon
2227
Veracyte
VCYT
$3.73B
$22K ﹤0.01%
421
+45
+12% +$2.59K
WRAP icon
2228
Wrap Technologies
WRAP
$103M
$22K ﹤0.01%
4,000
– –
TWNK
2229
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$22K ﹤0.01%
1,539
-250
-14% -$3.67K
BGIO
2230
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$22K ﹤0.01%
2,500
– –
USCR
2231
DELISTED
U S Concrete, Inc.
USCR
$22K ﹤0.01%
310
– –
FAII.U
2232
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$22K ﹤0.01%
2,200
– –
BBN icon
2233
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$21K ﹤0.01%
863
-9,904
-92% -$252K
BUI icon
2234
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$709M
$21K ﹤0.01%
861
+5
+0.6% +$127
CLLS
2235
Cellectis
CLLS
$268M
$21K ﹤0.01%
1,083
+973
+885% +$24.1K
FUMB icon
2236
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$21K ﹤0.01%
1,065
+1
+0.1% +$20
GEM icon
2237
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
$21K ﹤0.01%
556
-375
-40% -$15K
GLPI icon
2238
Gaming and Leisure Properties
GLPI
$12.5B
$21K ﹤0.01%
516
+25
+5% +$1.06K
GSIE icon
2239
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$21K ﹤0.01%
660
-14
-2% -$459
HMC icon
2240
Honda
HMC
$41.1B
$21K ﹤0.01%
728
+203
+39% +$5.84K
HUN icon
2241
Huntsman Corp
HUN
$1.79B
$21K ﹤0.01%
773
-69
-8% -$1.93K
INSG icon
2242
Inseego
INSG
$86.5M
$21K ﹤0.01%
213
-55
-21% -$8.01K
NNDM
2243
Nano Dimension
NNDM
$349M
$21K ﹤0.01%
+2,446
New +$28.1K
ONCY
2244
Oncolytics Biotech
ONCY
$96.4M
$21K ﹤0.01%
5,540
+2,000
+56% +$5.97K
PNFP icon
2245
Pinnacle Financial Partners Inc
PNFP
$15.8B
$21K ﹤0.01%
245
+92
+60% +$7.28K
PRFZ icon
2246
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$21K ﹤0.01%
+605
New +$20.7K
REET icon
2247
iShares Global REIT ETF
REET
$5.03B
$21K ﹤0.01%
+841
New +$20.8K
SCL icon
2248
Stepan Co
SCL
$1.47B
$21K ﹤0.01%
168
+13
+8% +$1.61K
TTGT icon
2249
TechTarget
TTGT
$273M
$21K ﹤0.01%
+315
New +$24.5K
VSAT icon
2250
Viasat
VSAT
$11.7B
$21K ﹤0.01%
443
+416
+1,541% +$20.1K
88 89
90
91 92

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.