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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IZRL icon
2151
ARK Israel Innovative Technology ETF
IZRL
$140M
$26K ﹤0.01%
+847
New +$28.1K
L icon
2152
Loews
L
$23.3B
$26K ﹤0.01%
510
+107
+27% +$5.21K
SFIX
2153
Stitch Fix
SFIX
$530M
$26K ﹤0.01%
538
+20
+4% +$1.41K
SFM icon
2154
Sprouts Farmers Market
SFM
$7.96B
$26K ﹤0.01%
1,031
+165
+19% +$3.75K
SHO icon
2155
Sunstone Hotel Investors
SHO
$2.01B
$26K ﹤0.01%
2,117
-149
-7% -$1.78K
TSE
2156
DELISTED
Trinseo
TSE
$26K ﹤0.01%
419
+148
+55% +$9.03K
VRT icon
2157
Vertiv
VRT
$104B
$26K ﹤0.01%
+1,300
New +$26.2K
WWW icon
2158
Wolverine World Wide
WWW
$1.55B
$26K ﹤0.01%
698
+661
+1,786% +$22.8K
AFT
2159
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$26K ﹤0.01%
+1,750
New +$25.6K
TRTN
2160
DELISTED
Triton International Limited
TRTN
$26K ﹤0.01%
490
+55
+13% +$2.94K
CDXS icon
2161
Codexis
CDXS
$161M
$25K ﹤0.01%
1,100
– –
CHY
2162
Calamos Convertible and High Income Fund
CHY
$1.07B
$25K ﹤0.01%
1,689
– –
CNO icon
2163
CNO Financial Group
CNO
$5.12B
$25K ﹤0.01%
1,040
-1,023
-50% -$24.3K
DBA icon
2164
Invesco DB Agriculture Fund
DBA
$1.24B
$25K ﹤0.01%
1,525
– –
FANG icon
2165
Diamondback Energy
FANG
$55.7B
$25K ﹤0.01%
348
-815
-70% -$55.8K
FLTR icon
2166
VanEck IG Floating Rate ETF
FLTR
$3.04B
$25K ﹤0.01%
+1,000
New +$25.4K
GFI icon
2167
Gold Fields
GFI
$36.8B
$25K ﹤0.01%
2,700
+100
+4% +$931
HXL icon
2168
Hexcel
HXL
$7.63B
$25K ﹤0.01%
460
+46
+11% +$2.42K
KALV
2169
DELISTED
KalVista Pharmaceuticals
KALV
$25K ﹤0.01%
1,000
– –
MAIN icon
2170
Main Street Capital
MAIN
$5.45B
$25K ﹤0.01%
651
+11
+2% +$386
PGRE
2171
DELISTED
Paramount Group
PGRE
$25K ﹤0.01%
2,500
– –
RGNX icon
2172
Regenxbio
RGNX
$689M
$25K ﹤0.01%
735
+235
+47% +$10K
VERU icon
2173
Veru
VERU
$44.5M
$25K ﹤0.01%
240
+40
+20% +$5.04K
BFX
2174
DELISTED
BowFlex Inc.
BFX
$25K ﹤0.01%
+1,618
New +$34.8K
EFL
2175
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$25K ﹤0.01%
2,700
– –
85 86
87
88 89

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.