Rockefeller Capital Management

Rockefeller Capital Management’s Codexis CDXS Stock Holding History

Rockefeller Capital Management’s Portfolio CDXS Stock Details CDXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.63K	Hold	1,000	–	–	﹤0.01%	4435
2025 Q4	$1.63K	Hold	1,000	–	–	﹤0.01%	4368
2025 Q3	$2.44K	Buy	+1,000	New	+$2.73K	﹤0.01%	4049
2023 Q1	–	Sell	-1,000	Closed	-$4K	–	2276
2022 Q4	$4K	Sell	1,000 -100	-9%	-$548	﹤0.01%	3365
2022 Q3	$6K	Hold	1,100	–	–	﹤0.01%	3264
2022 Q2	$11K	Hold	1,100	–	–	﹤0.01%	3054
2022 Q1	$22K	Hold	1,100	–	–	﹤0.01%	2675
2021 Q4	$34K	Hold	1,100	–	–	﹤0.01%	2378
2021 Q3	$25K	Hold	1,100	–	–	﹤0.01%	2479
2021 Q2	$24K	Hold	1,100	–	–	﹤0.01%	2401
2021 Q1	$25K	Hold	1,100	–	–	﹤0.01%	2177
2020 Q4	$24K	Hold	1,100	–	–	﹤0.01%	1928
2020 Q3	$12K	Buy	1,100 +100	+10%	+$1.25K	﹤0.01%	1957
2020 Q2	$11K	Hold	1,000	–	–	﹤0.01%	1857
2020 Q1	$11K	Hold	1,000	–	–	﹤0.01%	1708
2019 Q4	$16K	Hold	1,000	–	–	﹤0.01%	1462
2019 Q3	$14K	Buy	+1,000	New	+$15.7K	﹤0.01%	1319

Other funds holding CDXS

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BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Opaleye Management Boston, Massachusetts $758M AUM 124.8% 1-Year Est. Return

Nantahala Capital Management New Canaan, Connecticut $1.6B AUM 121.58% 1-Year Est. Return

Millennium Management

Millennium Management New York $134B AUM 35.51% 1-Year Est. Return

Telemark Asset Management Boston, Massachusetts $1.08B AUM 70.88% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return