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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBJP icon
2051
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$75K ﹤0.01%
1,500
– –
ENFR icon
2052
Alerian Energy Infrastructure ETF
ENFR
$511M
$75K ﹤0.01%
+4,005
New +$79.4K
VUSB icon
2053
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$75K ﹤0.01%
+1,502
New +$75.1K
CLH icon
2054
Clean Harbors
CLH
$16.3B
$74K ﹤0.01%
745
– –
VSGX icon
2055
Vanguard ESG International Stock ETF
VSGX
$6.76B
$74K ﹤0.01%
1,205
+84
+7% +$5.26K
KMF
2056
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$74K ﹤0.01%
10,379
+190
+2% +$1.41K
PVG
2057
DELISTED
PRETIUM RESOURCES INC.
PVG
$74K ﹤0.01%
5,300
– –
CID
2058
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$74K ﹤0.01%
2,318
+30
+1% +$956
BYND icon
2059
Beyond Meat
BYND
$277M
$73K ﹤0.01%
1,134
-295
-21% -$25.1K
FRPT icon
2060
Freshpet
FRPT
$3.22B
$73K ﹤0.01%
776
-2,479
-76% -$307K
JETS icon
2061
US Global Jets ETF
JETS
$849M
$73K ﹤0.01%
3,500
+300
+9% +$6.69K
TA
2062
DELISTED
TravelCenters of America LLC
TA
$73K ﹤0.01%
1,426
-432
-23% -$23.4K
AVNT icon
2063
Avient
AVNT
$4.19B
$72K ﹤0.01%
1,291
-339
-21% -$18.6K
CCD
2064
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$72K ﹤0.01%
+2,287
New +$72.2K
DIAX
2065
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$72K ﹤0.01%
4,061
+18
+0.4% +$314
FIBK icon
2066
First Interstate BancSystem
FIBK
$3.58B
$72K ﹤0.01%
1,786
-122
-6% -$5.06K
JLL icon
2067
Jones Lang LaSalle
JLL
$16.7B
$72K ﹤0.01%
268
+130
+94% +$33.5K
EVA
2068
DELISTED
Enviva Inc.
EVA
$72K ﹤0.01%
1,027
+12
+1% +$803
EVR icon
2069
Evercore
EVR
$11.8B
$71K ﹤0.01%
532
-440
-45% -$64.2K
QDF icon
2070
FlexShares Quality Dividend Index Fund
QDF
$2.28B
$71K ﹤0.01%
1,173
+8
+0.7% +$471
ST icon
2071
Sensata Technologies
ST
$6.79B
$71K ﹤0.01%
1,168
+236
+25% +$13.7K
ME
2072
DELISTED
23andMe Holding Co
ME
$71K ﹤0.01%
540
+482
+831% +$89K
GTN icon
2073
Gray Television
GTN
$552M
$70K ﹤0.01%
3,500
– –
IVOG icon
2074
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$70K ﹤0.01%
664
– –
EVRG icon
2075
Evergy
EVRG
$19.2B
$69K ﹤0.01%
1,007
-546
-35% -$35.5K
81 82
83
84 85

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.