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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEV icon
2051
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$306M
$61K ﹤0.01%
599
– –
PII icon
2052
Polaris
PII
$4.07B
$61K ﹤0.01%
521
-370
-42% -$47K
SHCR
2053
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$61K ﹤0.01%
+7,450
New +$56.3K
BTAI icon
2054
BioXcel Therapeutics
BTAI
$27.8M
$60K ﹤0.01%
125
+69
+123% +$30.3K
CRCT icon
2055
Cricut
CRCT
$1.22B
$60K ﹤0.01%
2,200
+2,140
+3,567% +$69.6K
EXEL icon
2056
Exelixis
EXEL
$13.4B
$60K ﹤0.01%
2,857
+1,000
+54% +$18.6K
INSG icon
2057
Inseego
INSG
$90.5M
$60K ﹤0.01%
913
+700
+329% +$58.5K
SMIN icon
2058
iShares MSCI India Small-Cap ETF
SMIN
$776M
$60K ﹤0.01%
+1,000
New +$57.4K
UNIT
2059
Uniti Group
UNIT
$2.32B
$60K ﹤0.01%
4,895
+57
+1% +$695
QVCGA
2060
DELISTED
QVC Group Inc Series A
QVCGA
$60K ﹤0.01%
120
-7
-6% -$3.94K
JWSM.U
2061
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$60K ﹤0.01%
6,000
-10,409
-63% -$104K
BMBL icon
2062
Bumble
BMBL
$373M
$59K ﹤0.01%
1,195
-1,000
-46% -$52K
HAWX icon
2063
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$355M
$59K ﹤0.01%
1,870
+18
+1% +$585
INDI icon
2064
indie Semiconductor
INDI
$854M
$59K ﹤0.01%
4,850
+4,000
+471% +$39K
RBOT
2065
DELISTED
Vicarious Surgical
RBOT
$59K ﹤0.01%
+133
New +$42.1K
TS icon
2066
Tenaris
TS
$26.8B
$59K ﹤0.01%
2,854
+156
+6% +$3.17K
TTC icon
2067
Toro Company
TTC
$9.49B
$59K ﹤0.01%
612
-523
-46% -$57.1K
VTC icon
2068
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$59K ﹤0.01%
+650
New +$60.1K
DCT
2069
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$59K ﹤0.01%
1,345
+1,109
+470% +$50.2K
MCF
2070
DELISTED
Contango Oil & Gas Co.
MCF
$59K ﹤0.01%
+13,080
New +$49.8K
NIE
2071
Virtus Equity & Convertible Income Fund
NIE
$732M
$58K ﹤0.01%
1,999
-205
-9% -$6.22K
SDVY icon
2072
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$58K ﹤0.01%
2,080
+6
+0.3% +$174
VUZI icon
2073
Vuzix
VUZI
$224M
$58K ﹤0.01%
5,571
+3,314
+147% +$44.3K
ASX icon
2074
ASE Group
ASX
$82.2B
$57K ﹤0.01%
7,383
+584
+9% +$5.07K
BBWI icon
2075
Bath & Body Works
BBWI
$4.1B
$57K ﹤0.01%
908
-75
-8% -$4.77K
81 82
83
84 85

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.