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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEQ icon
1951
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$462K ﹤0.01%
5,056
– –
GUG
1952
Guggenheim Active Allocation Fund
GUG
$511M
$460K ﹤0.01%
30,004
+7,861
+36% +$122K
RSPH icon
1953
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$460K ﹤0.01%
14,432
+2,092
+17% +$65K
XHE icon
1954
State Street SPDR S&P Health Care Equipment ETF
XHE
$165M
$460K ﹤0.01%
5,208
+159
+3% +$13.4K
GMF icon
1955
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$459K ﹤0.01%
3,310
+25
+0.8% +$3.49K
SWKS icon
1956
Skyworks Solutions
SWKS
$10.6B
$457K ﹤0.01%
7,209
-10
-0.1% -$699
SIHY icon
1957
Harbor Ares Systematic High Yield ETF
SIHY
$149M
$457K ﹤0.01%
+10,002
New +$460K
IBCP icon
1958
Independent Bank Corp
IBCP
$844M
$456K ﹤0.01%
14,016
-33
-0.2% -$1.06K
VLY icon
1959
Valley National Bancorp
VLY
$8.04B
$455K ﹤0.01%
38,985
+1,220
+3% +$13.5K
PMM
1960
Franklin Managed Municipal Income Trust
PMM
$273M
$454K ﹤0.01%
72,420
-7,280
-9% -$44.6K
ALKT icon
1961
Alkami Technology
ALKT
$2.11B
$453K ﹤0.01%
19,653
+4,878
+33% +$108K
BLW icon
1962
BlackRock Limited Duration Income Trust
BLW
$493M
$449K ﹤0.01%
32,704
+24,338
+291% +$337K
BRKR icon
1963
Bruker
BRKR
$8.14B
$449K ﹤0.01%
9,522
+8,391
+742% +$355K
GVI icon
1964
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$448K ﹤0.01%
4,175
+2,154
+107% +$232K
FPX icon
1965
First Trust US Equity Opportunities ETF
FPX
$1.49B
$448K ﹤0.01%
2,738
+139
+5% +$22.8K
RHP icon
1966
Ryman Hospitality Properties
RHP
$7.63B
$448K ﹤0.01%
4,730
+3,820
+420% +$353K
GLP icon
1967
Global Partners
GLP
$1.7B
$448K ﹤0.01%
10,693
+25
+0.2% +$1.1K
HST icon
1968
Host Hotels & Resorts
HST
$16B
$447K ﹤0.01%
25,190
+2,597
+11% +$44.8K
GEG icon
1969
Great Elm Group
GEG
$69.3M
$447K ﹤0.01%
+175,145
New +$438K
ALGM icon
1970
Allegro MicroSystems
ALGM
$8.16B
$445K ﹤0.01%
16,876
+13,918
+471% +$383K
OMF icon
1971
OneMain Financial
OMF
$7.47B
$445K ﹤0.01%
6,582
+129
+2% +$7.84K
EXP icon
1972
Eagle Materials
EXP
$6.57B
$444K ﹤0.01%
2,147
+405
+23% +$89.4K
GBTC icon
1973
Grayscale Bitcoin Trust
GBTC
$9.76B
$444K ﹤0.01%
6,488
+5,692
+715% +$446K
ACA icon
1974
Arcosa
ACA
$7.11B
$443K ﹤0.01%
4,163
-4,509
-52% -$455K
MCHI icon
1975
iShares MSCI China ETF
MCHI
$6.38B
$442K ﹤0.01%
7,358
+489
+7% +$30.8K
77 78
79
80 81

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.