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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGCO icon
1926
AGCO
AGCO
$7.2B
$365K ﹤0.01%
+3,412
New +$377K
OMF icon
1927
OneMain Financial
OMF
$7.47B
$364K ﹤0.01%
+6,453
New +$381K
FYC icon
1928
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$364K ﹤0.01%
+4,008
New +$338K
RSPH icon
1929
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$363K ﹤0.01%
12,340
-2,858
-19% -$82.7K
MMD
1930
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$363K ﹤0.01%
23,966
+57
+0.2% +$844
SNDK
1931
Sandisk
SNDK
$177B
$362K ﹤0.01%
+3,224
New +$188K
FPF
1932
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$360K ﹤0.01%
18,782
-1,750
-9% -$33.3K
EVN
1933
Eaton Vance Municipal Income Trust
EVN
$426M
$359K ﹤0.01%
32,427
-50,089
-61% -$531K
SPSC icon
1934
SPS Commerce
SPSC
$2.64B
$359K ﹤0.01%
+3,446
New +$410K
PRN icon
1935
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$439M
$357K ﹤0.01%
+2,066
New +$338K
IAUM icon
1936
iShares Gold Trust Micro
IAUM
$6.87B
$357K ﹤0.01%
+9,269
New +$320K
QUS icon
1937
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.58B
$357K ﹤0.01%
+2,083
New +$346K
SUSC icon
1938
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$355K ﹤0.01%
15,084
+4,230
+39% +$98.5K
EVRG icon
1939
Evergy
EVRG
$19.2B
$355K ﹤0.01%
+4,663
New +$332K
MC icon
1940
Moelis & Co
MC
$4.94B
$354K ﹤0.01%
+4,964
New +$354K
RWR icon
1941
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$353K ﹤0.01%
+3,517
New +$345K
RYLD icon
1942
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$352K ﹤0.01%
23,414
-49,901
-68% -$748K
TIPX icon
1943
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$352K ﹤0.01%
+18,227
New +$350K
KNSL icon
1944
Kinsale Capital Group
KNSL
$8.51B
$351K ﹤0.01%
+825
New +$374K
MSA icon
1945
Mine Safety
MSA
$7.49B
$349K ﹤0.01%
+2,030
New +$351K
RCKT icon
1946
Rocket Pharmaceuticals
RCKT
$394M
$349K ﹤0.01%
106,982
+10,000
+10% +$31.5K
GUG
1947
Guggenheim Active Allocation Fund
GUG
$511M
$345K ﹤0.01%
22,143
+498
+2% +$7.77K
AXTA icon
1948
Axalta
AXTA
$8.17B
$345K ﹤0.01%
12,065
+1,178
+11% +$35.5K
KGS icon
1949
Kodiak Gas Services
KGS
$6.05B
$344K ﹤0.01%
+9,308
New +$314K
EIPI
1950
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$344K ﹤0.01%
17,333
-2,062
-11% -$40.7K
76 77
78
79 80

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.