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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALKT icon
1826
Alkami Technology
ALKT
$2.09B
$185K ﹤0.01%
+14,665
New +$216K
HLMN icon
1827
Hillman Solutions
HLMN
$1.76B
$185K ﹤0.01%
22,068
+17,068
+341% +$148K
JPI
1828
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$184K ﹤0.01%
10,451
+9,651
+1,206% +$184K
MG icon
1829
Mistras Group
MG
$503M
$183K ﹤0.01%
27,003
-77
-0.3% -$422
BGT icon
1830
BlackRock Floating Rate Income Trust
BGT
$327M
$181K ﹤0.01%
16,200
– –
AEO icon
1831
American Eagle Outfitters
AEO
$3.07B
$180K ﹤0.01%
13,495
-35
-0.3% -$513
GER
1832
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$179K ﹤0.01%
13,702
-1,944
-12% -$25.9K
JRS icon
1833
Nuveen Real Estate Income Fund
JRS
$244M
$177K ﹤0.01%
23,775
-8,755
-27% -$70.9K
KD icon
1834
Kyndryl
KD
$2.99B
$177K ﹤0.01%
12,127
-211
-2% -$2.99K
AFT
1835
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$176K ﹤0.01%
14,000
+3,000
+27% +$38.7K
BXMX
1836
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$175K ﹤0.01%
13,493
-6,198
-31% -$81.1K
ACCD
1837
DELISTED
Accolade Inc
ACCD
$174K ﹤0.01%
12,100
+1,000
+9% +$11.3K
GEL icon
1838
Genesis Energy
GEL
$1.87B
$171K ﹤0.01%
15,258
+25
+0.2% +$281
MAV
1839
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$171K ﹤0.01%
20,889
+80
+0.4% +$662
GAP
1840
The Gap Inc
GAP
$7.67B
$171K ﹤0.01%
17,152
+96
+0.6% +$1.17K
MRCC
1841
DELISTED
Monroe Capital Corp
MRCC
$169K ﹤0.01%
22,133
+2,572
+13% +$20.9K
LGF.B
1842
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$168K ﹤0.01%
16,206
+5,700
+54% +$48.5K
VMO icon
1843
Invesco Municipal Opportunity Trust
VMO
$662M
$167K ﹤0.01%
17,096
+14,086
+468% +$137K
TWST icon
1844
Twist Bioscience
TWST
$7.76B
$165K ﹤0.01%
10,988
+6,099
+125% +$135K
LBAI
1845
DELISTED
Lakeland Bancorp Inc
LBAI
$165K ﹤0.01%
10,550
– –
BRW
1846
Saba Capital Income & Opportunities Fund
BRW
$340M
$164K ﹤0.01%
20,220
+1,066
+6% +$8.61K
FINS
1847
Angel Oak Financial Strategies Income Term Trust
FINS
$422M
$164K ﹤0.01%
13,334
– –
NWL icon
1848
Newell Brands
NWL
$2.49B
$164K ﹤0.01%
13,292
-436
-3% -$6.15K
PK icon
1849
Park Hotels & Resorts
PK
$2.88B
$163K ﹤0.01%
13,241
+11,719
+770% +$154K
CMPS
1850
Compass Pathways
CMPS
$1.77B
$162K ﹤0.01%
16,400
– –
72 73
74
75 76

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.