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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNI
1826
DELISTED
First Trust Chindia ETF
FNI
$129K ﹤0.01%
2,720
+241
+10% +$12.5K
FLGT icon
1827
Fulgent Genetics
FLGT
$527M
$128K ﹤0.01%
1,281
+18
+1% +$1.58K
SZNE
1828
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
$128K ﹤0.01%
3,219
-1,427
-31% -$55.2K
SMAR
1829
DELISTED
Smartsheet Inc.
SMAR
$128K ﹤0.01%
1,660
+1,114
+204% +$77.8K
NEXI
1830
DELISTED
NexImmune, Inc. Common Stock
NEXI
$128K ﹤0.01%
1,114
– –
LUMN icon
1831
Lumen
LUMN
$6.44B
$127K ﹤0.01%
10,152
-14,384
-59% -$183K
OPEN icon
1832
Opendoor
OPEN
$3.38B
$127K ﹤0.01%
9,021
-455
-5% -$8.41K
MAA icon
1833
Mid-America Apartment Communities
MAA
$15.7B
$126K ﹤0.01%
555
-31
-5% -$6.41K
AOD
1834
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$125K ﹤0.01%
12,250
-277
-2% -$2.77K
JBLU icon
1835
JetBlue
JBLU
$2.29B
$125K ﹤0.01%
8,785
+1,000
+13% +$14.7K
DBO icon
1836
Invesco DB Oil Fund
DBO
$366M
$124K ﹤0.01%
9,209
– –
SHOO icon
1837
Steven Madden
SHOO
$3.55B
$124K ﹤0.01%
2,673
+415
+18% +$19.1K
SNSR icon
1838
Global X Internet of Things ETF
SNSR
$223M
$124K ﹤0.01%
3,193
+98
+3% +$3.74K
VNT icon
1839
Vontier
VNT
$4.74B
$124K ﹤0.01%
4,052
-4,115
-50% -$134K
DEW icon
1840
WisdomTree Global High Dividend Fund
DEW
$155M
$123K ﹤0.01%
2,460
+187
+8% +$9.07K
HPS
1841
John Hancock Preferred Income Fund III
HPS
$458M
$123K ﹤0.01%
6,600
– –
PREF icon
1842
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$123K ﹤0.01%
6,101
+55
+0.9% +$1.12K
OSTRU
1843
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$123K ﹤0.01%
12,450
-9,800
-44% -$98K
BIZD icon
1844
VanEck BDC Income ETF
BIZD
$1.7B
$122K ﹤0.01%
7,131
+3,094
+77% +$53.7K
STNE icon
1845
StoneCo
STNE
$2.58B
$122K ﹤0.01%
7,250
-37,241
-84% -$944K
WEN icon
1846
Wendy's
WEN
$1.46B
$122K ﹤0.01%
5,162
+664
+15% +$14.8K
AA icon
1847
Alcoa
AA
$13.2B
$121K ﹤0.01%
2,039
+1,712
+524% +$85.8K
FBND icon
1848
Fidelity Total Bond ETF
FBND
$27.3B
$121K ﹤0.01%
2,299
+2,140
+1,346% +$114K
FXU icon
1849
First Trust Utilities AlphaDEX Fund
FXU
$825M
$121K ﹤0.01%
3,709
+272
+8% +$8.45K
IIF
1850
Morgan Stanley India Investment Fund
IIF
$220M
$121K ﹤0.01%
4,540
– –
72 73
74
75 76

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.