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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBAC.U
1776
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$144K ﹤0.01%
+14,000
New +$147K
DJAN icon
1777
FT Vest US Equity Deep Buffer ETF January
DJAN
$480M
$143K ﹤0.01%
4,465
– –
FTDS icon
1778
First Trust Dividend Strength ETF
FTDS
$39.2M
$143K ﹤0.01%
2,846
-306
-10% -$15.2K
ON icon
1779
ON Semiconductor
ON
$31.6B
$143K ﹤0.01%
2,122
-499
-19% -$28.3K
SPYM
1780
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$143K ﹤0.01%
2,570
+1,720
+202% +$92.9K
AMN icon
1781
AMN Healthcare
AMN
$1.4B
$142K ﹤0.01%
1,170
+81
+7% +$8.99K
EMD
1782
Western Asset Emerging Markets Debt Fund
EMD
$616M
$142K ﹤0.01%
11,108
+298
+3% +$3.96K
NCV
1783
Virtus Convertible & Income Fund
NCV
$390M
$142K ﹤0.01%
6,103
+2
+0% +$48
TXT icon
1784
Textron
TXT
$15.4B
$142K ﹤0.01%
1,849
+309
+20% +$22.9K
VCV icon
1785
Invesco California Value Municipal Income Trust
VCV
$522M
$142K ﹤0.01%
10,210
– –
NDAC
1786
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
$142K ﹤0.01%
14,600
– –
BOND icon
1787
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$141K ﹤0.01%
1,295
+135
+12% +$14.8K
FUTY icon
1788
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$140K ﹤0.01%
3,023
+463
+18% +$20.2K
ORGN
1789
DELISTED
Origin Materials
ORGN
$140K ﹤0.01%
725
– –
GEL icon
1790
Genesis Energy
GEL
$1.84B
$139K ﹤0.01%
13,000
– –
PTNQ icon
1791
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$139K ﹤0.01%
2,367
– –
WAL icon
1792
Western Alliance Bancorporation
WAL
$8.87B
$139K ﹤0.01%
1,293
+888
+219% +$100K
GRNAW
1793
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$139K ﹤0.01%
115,922
+69,843
+152% +$79.6K
CLIM.U
1794
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CLIM.U
$139K ﹤0.01%
14,000
-12,100
-46% -$121K
IGF icon
1795
iShares Global Infrastructure ETF
IGF
$10.8B
$138K ﹤0.01%
2,918
– –
SKT icon
1796
Tanger
SKT
$4.52B
$138K ﹤0.01%
7,189
+6,685
+1,326% +$127K
CLR
1797
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$138K ﹤0.01%
3,106
-4,103
-57% -$195K
CRBN icon
1798
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
$137K ﹤0.01%
792
+58
+8% +$9.96K
WLKP icon
1799
Westlake Chemical Partners
WLKP
$763M
$137K ﹤0.01%
5,122
-17,076
-77% -$424K
DCP
1800
DELISTED
DCP Midstream, LP
DCP
$137K ﹤0.01%
5,020
– –
70 71
72
73 74

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.