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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAG icon
1776
Penske Automotive Group
PAG
$14.2B
$65K ﹤0.01%
811
-47
-5% -$3.29K
PNW icon
1777
Pinnacle West Capital
PNW
$12B
$65K ﹤0.01%
800
+190
+31% +$14.7K
ZROZ icon
1778
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.3B
$65K ﹤0.01%
+500
New +$72.3K
GNMA icon
1779
iShares GNMA Bond ETF
GNMA
$430M
$64K ﹤0.01%
+1,285
New +$65.1K
GTN icon
1780
Gray Television
GTN
$512M
$64K ﹤0.01%
+3,500
New +$64.8K
IFRA icon
1781
iShares US Infrastructure ETF
IFRA
$4.58B
$64K ﹤0.01%
+1,862
New +$59.9K
IVOG icon
1782
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$64K ﹤0.01%
664
– –
IXN icon
1783
iShares Global Tech ETF
IXN
$9.17B
$64K ﹤0.01%
1,248
+156
+14% +$7.99K
ADC icon
1784
Agree Realty
ADC
$9.22B
$63K ﹤0.01%
945
-15
-2% -$978
EOT
1785
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
$63K ﹤0.01%
2,821
– –
UDR icon
1786
UDR
UDR
$12.1B
$63K ﹤0.01%
1,469
+399
+37% +$16.5K
BPMP
1787
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$63K ﹤0.01%
5,000
– –
CIEN icon
1788
Ciena
CIEN
$54.9B
$62K ﹤0.01%
1,135
+469
+70% +$25.2K
FLEX icon
1789
Flex
FLEX
$44.2B
$62K ﹤0.01%
4,565
+354
+8% +$4.88K
INVH icon
1790
Invitation Homes
INVH
$17.8B
$62K ﹤0.01%
1,972
-105
-5% -$3.15K
NBB icon
1791
Nuveen Taxable Municipal Income Fund
NBB
$453M
$62K ﹤0.01%
2,746
+2,357
+606% +$54.1K
MNDT
1792
DELISTED
Mandiant, Inc. Common Stock
MNDT
$62K ﹤0.01%
3,203
-22,959
-88% -$480K
RMGBU
1793
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
$62K ﹤0.01%
+6,000
New +$68.2K
BLD
1794
DELISTED
TopBuild
BLD
$61K ﹤0.01%
293
-14
-5% -$2.85K
CWI icon
1795
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$61K ﹤0.01%
2,119
+164
+8% +$4.75K
DFJ icon
1796
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$61K ﹤0.01%
800
– –
HQH
1797
abrdn Healthcare Investors
HQH
$1.33B
$61K ﹤0.01%
2,503
+11
+0.4% +$268
NIE
1798
Virtus Equity & Convertible Income Fund
NIE
$736M
$61K ﹤0.01%
2,204
– –
QDF icon
1799
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$61K ﹤0.01%
+1,153
New +$59.2K
RING icon
1800
iShares MSCI Global Gold Miners ETF
RING
$2.45B
$61K ﹤0.01%
2,248
– –
70 71
72
73 74

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.