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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTY
1751
Getty Realty Corp
GTY
$2.01B
$225K ﹤0.01%
6,259
+66
+1% +$2.31K
MAN icon
1752
ManpowerGroup
MAN
$2.61B
$225K ﹤0.01%
2,744
+1,732
+171% +$148K
BKN
1753
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$223K ﹤0.01%
+18,490
New +$224K
CALX icon
1754
Calix
CALX
$2.45B
$223K ﹤0.01%
+4,167
New +$227K
COM icon
1755
Direxion Auspice Broad Commodity Strategy ETF
COM
$207M
$223K ﹤0.01%
7,296
– –
CORP icon
1756
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$223K ﹤0.01%
2,326
+165
+8% +$15.7K
FFC
1757
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$223K ﹤0.01%
16,150
+1,178
+8% +$18.7K
IFF icon
1758
International Flavors & Fragrances
IFF
$21.6B
$223K ﹤0.01%
2,435
+733
+43% +$72.9K
WDC icon
1759
Western Digital
WDC
$152B
$223K ﹤0.01%
7,856
+519
+7% +$15.2K
XHB icon
1760
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$223K ﹤0.01%
3,305
+1,119
+51% +$74.7K
PRFZ icon
1761
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$222K ﹤0.01%
6,785
-815
-11% -$27.4K
FGD icon
1762
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$221K ﹤0.01%
10,000
– –
IOVA icon
1763
Iovance Biotherapeutics
IOVA
$2.9B
$221K ﹤0.01%
36,373
+2,000
+6% +$13.8K
KIDS icon
1764
OrthoPediatrics
KIDS
$605M
$221K ﹤0.01%
+5,007
New +$221K
XSLV icon
1765
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$221K ﹤0.01%
5,237
-708
-12% -$32.1K
RWR icon
1766
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$219K ﹤0.01%
2,482
+547
+28% +$50K
GSG icon
1767
iShares S&P GSCI Commodity-Indexed Trust
GSG
$935M
$218K ﹤0.01%
10,839
+7,951
+275% +$162K
NWPX icon
1768
NWPX Infrastructure Inc
NWPX
$1.11B
$218K ﹤0.01%
7,000
– –
BYD icon
1769
Boyd Gaming
BYD
$5.93B
$217K ﹤0.01%
3,397
-35
-1% -$2.17K
ODFL icon
1770
Old Dominion Freight Line
ODFL
$44.3B
$217K ﹤0.01%
1,278
+428
+50% +$71.7K
SBLK icon
1771
Star Bulk Carriers
SBLK
$3.17B
$217K ﹤0.01%
10,277
+1,879
+22% +$41.1K
FIP icon
1772
FTAI Infrastructure
FIP
$516M
$216K ﹤0.01%
72,094
– –
GJAN icon
1773
FT Vest US Equity Moderate Buffer ETF January
GJAN
$439M
$216K ﹤0.01%
+7,000
New +$213K
DJAN icon
1774
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$215K ﹤0.01%
6,915
+2,450
+55% +$75K
FNDA icon
1775
Schwab Fundamental US Small Company Index ETF
FNDA
$9.31B
$215K ﹤0.01%
8,894
+2,082
+31% +$52K
69 70
71
72 73

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.