We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDC
1751
DELISTED
M.D.C. Holdings, Inc.
MDC
$71K ﹤0.01%
1,197
+1,110
+1,276% +$58.2K
SRNE
1752
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$71K ﹤0.01%
8,700
+550
+7% +$5.81K
CID
1753
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$71K ﹤0.01%
2,234
+11
+0.5% +$342
EQNR icon
1754
Equinor
EQNR
$97.4B
$70K ﹤0.01%
3,656
+118
+3% +$2.24K
LNG icon
1755
Cheniere Energy
LNG
$54.9B
$70K ﹤0.01%
992
-519
-34% -$35.5K
U icon
1756
Unity
U
$19B
$70K ﹤0.01%
700
+529
+309% +$65.2K
BTRSW
1757
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$70K ﹤0.01%
15,000
+5,000
+50% +$27.7K
EVRG icon
1758
Evergy
EVRG
$18.9B
$69K ﹤0.01%
1,162
-311
-21% -$17.2K
MOS icon
1759
The Mosaic Company
MOS
$7.46B
$69K ﹤0.01%
2,197
+145
+7% +$4.28K
WEN icon
1760
Wendy's
WEN
$1.39B
$69K ﹤0.01%
3,429
+51
+2% +$1.06K
SLY
1761
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$69K ﹤0.01%
741
+2
+0.3% +$181
FNDF icon
1762
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$68K ﹤0.01%
2,141
+1,005
+88% +$31.4K
VCTR icon
1763
Victory Capital Holdings
VCTR
$6.85B
$68K ﹤0.01%
2,734
-1,337
-33% -$32.8K
VSGX icon
1764
Vanguard ESG International Stock ETF
VSGX
$6.73B
$68K ﹤0.01%
1,121
+712
+174% +$43.9K
NUAN
1765
DELISTED
Nuance Communications, Inc.
NUAN
$68K ﹤0.01%
1,563
+205
+15% +$9.42K
CM icon
1766
Canadian Imperial Bank of Commerce
CM
$109B
$67K ﹤0.01%
1,374
-212
-13% -$9.8K
SGDM icon
1767
Sprott Gold Miners ETF
SGDM
$661M
$67K ﹤0.01%
2,507
– –
WCN
1768
Waste Connections
WCN
$41.9B
$67K ﹤0.01%
626
-12
-2% -$1.22K
ARVN icon
1769
Arvinas
ARVN
$588M
$66K ﹤0.01%
+1,000
New +$76.5K
BGB
1770
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$66K ﹤0.01%
5,000
– –
CAKE icon
1771
Cheesecake Factory
CAKE
$5.53B
$66K ﹤0.01%
1,134
– –
DBC icon
1772
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$66K ﹤0.01%
4,000
– –
BLDR icon
1773
Builders FirstSource
BLDR
$7.74B
$65K ﹤0.01%
1,421
– –
DIAX
1774
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$65K ﹤0.01%
4,006
+2,898
+262% +$44.5K
NVT icon
1775
nVent Electric
NVT
$26.3B
$65K ﹤0.01%
2,371
+1,527
+181% +$39.2K
69 70
71
72 73

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.