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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYC
1701
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$146K ﹤0.01%
9,671
+71
+0.7% +$1.1K
DLB icon
1702
Dolby
DLB
$5.79B
$145K ﹤0.01%
1,650
-125
-7% -$12.1K
NCV
1703
Virtus Convertible & Income Fund
NCV
$390M
$145K ﹤0.01%
6,101
+1
+0% +$24
HUGS
1704
DELISTED
USHG Acquisition Corp.
HUGS
$145K ﹤0.01%
+14,997
New +$145K
FINX icon
1705
Global X FinTech ETF
FINX
$166M
$144K ﹤0.01%
3,013
-51
-2% -$2.5K
IWC icon
1706
iShares Micro-Cap ETF
IWC
$1.5B
$144K ﹤0.01%
1,000
– –
MCR
1707
DELISTED
MFS Charter Income Trust
MCR
$144K ﹤0.01%
16,847
+184
+1% +$1.59K
NNN icon
1708
NNN REIT
NNN
$8.99B
$144K ﹤0.01%
3,339
– –
UDR icon
1709
UDR
UDR
$12.3B
$144K ﹤0.01%
2,733
+1,508
+123% +$80.6K
PAYA
1710
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$144K ﹤0.01%
13,300
– –
CMBS icon
1711
iShares CMBS ETF
CMBS
$472M
$143K ﹤0.01%
2,647
+312
+13% +$17K
ACA icon
1712
Arcosa
ACA
$7.11B
$142K ﹤0.01%
2,834
+150
+6% +$7.77K
EMXC icon
1713
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$142K ﹤0.01%
2,352
+2,062
+711% +$127K
NDAC
1714
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
$142K ﹤0.01%
+14,600
New +$142K
DJAN icon
1715
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$141K ﹤0.01%
+4,465
New +$142K
MSTR icon
1716
Strategy Inc
MSTR
$38.4B
$141K ﹤0.01%
2,450
+2,150
+717% +$138K
DCP
1717
DELISTED
DCP Midstream, LP
DCP
$141K ﹤0.01%
5,020
-700
-12% -$19.3K
KCAC.U
1718
DELISTED
Kensington Capital Acquisition Corp. II Units, each consisting of one share of Class A common stock,
KCAC.U
$141K ﹤0.01%
16,500
+9,500
+136% +$96.9K
APPN icon
1719
Appian
APPN
$2.48B
$140K ﹤0.01%
1,518
+274
+22% +$30.4K
RIOT icon
1720
Riot Platforms
RIOT
$7.76B
$140K ﹤0.01%
5,450
-200
-4% -$6.44K
VCV icon
1721
Invesco California Value Municipal Income Trust
VCV
$522M
$140K ﹤0.01%
10,210
+104
+1% +$1.46K
HIW icon
1722
Highwoods Properties
HIW
$3.47B
$139K ﹤0.01%
3,174
+3
+0.1% +$137
TLRY icon
1723
Tilray
TLRY
$622M
$139K ﹤0.01%
1,238
-217
-15% -$29.7K
MNRL
1724
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$139K ﹤0.01%
7,288
+36
+0.5% +$692
DOC
1725
DELISTED
PHYSICIANS REALTY TRUST
DOC
$139K ﹤0.01%
7,931
+4,644
+141% +$85.9K
67 68
69
70 71

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.