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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICVT icon
1701
iShares Convertible Bond ETF
ICVT
$7.42B
$47K ﹤0.01%
492
– –
MDYV icon
1702
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$47K ﹤0.01%
855
– –
MOS icon
1703
The Mosaic Company
MOS
$7.46B
$47K ﹤0.01%
2,052
+1
+0% +$20
PFD
1704
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$47K ﹤0.01%
2,500
– –
KFYP
1705
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$47K ﹤0.01%
1,500
– –
BJ icon
1706
BJs Wholesale Club
BJ
$12.3B
$46K ﹤0.01%
1,237
+593
+92% +$23.7K
GRFS
1707
Grifois
GRFS
$5.48B
$46K ﹤0.01%
2,553
+2,464
+2,769% +$45.7K
INO icon
1708
Inovio Pharmaceuticals
INO
$76.1M
$46K ﹤0.01%
438
+167
+62% +$22.2K
PII icon
1709
Polaris
PII
$3.97B
$46K ﹤0.01%
492
+74
+18% +$7.08K
RWO icon
1710
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$46K ﹤0.01%
1,046
– –
TM icon
1711
Toyota
TM
$224B
$46K ﹤0.01%
301
+43
+17% +$6.01K
UA icon
1712
Under Armour Class C
UA
$2.44B
$46K ﹤0.01%
3,121
+1,712
+122% +$22.9K
CLB icon
1713
Core Laboratories
CLB
$561M
$45K ﹤0.01%
1,728
+1,279
+285% +$26.1K
CMRE icon
1714
Costamare
CMRE
$1.74B
$45K ﹤0.01%
5,503
– –
CNO icon
1715
CNO Financial Group
CNO
$5.12B
$45K ﹤0.01%
2,063
+175
+9% +$3.56K
DTD icon
1716
WisdomTree US Total Dividend Fund
DTD
$1.69B
$45K ﹤0.01%
872
– –
ECOR icon
1717
electroCore
ECOR
$80.8M
$45K ﹤0.01%
1,949
– –
GORO icon
1718
Goldgroup Mining Inc.
GORO
$186M
$45K ﹤0.01%
15,538
– –
HUBS icon
1719
HubSpot
HUBS
$10.8B
$45K ﹤0.01%
115
+75
+188% +$26.3K
MCI
1720
Barings Corporate Investors
MCI
$341M
$45K ﹤0.01%
+3,476
New +$44.3K
RACE icon
1721
Ferrari
RACE
$71.5B
$45K ﹤0.01%
199
+25
+14% +$5.1K
EDIV icon
1722
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$44K ﹤0.01%
1,597
– –
MTB icon
1723
M&T Bank
MTB
$36.3B
$44K ﹤0.01%
352
+80
+29% +$9.11K
PMM
1724
Franklin Managed Municipal Income Trust
PMM
$272M
$44K ﹤0.01%
5,500
+489
+10% +$3.82K
EWM icon
1725
iShares MSCI Malaysia ETF
EWM
$330M
$43K ﹤0.01%
1,500
– –
67 68
69
70 71

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.