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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBTG icon
1676
American Express Global Business Travel
GBTG
$4.93B
$176K ﹤0.01%
24,377
+2,754
+13% +$18.8K
AEO icon
1677
American Eagle Outfitters
AEO
$3.04B
$176K ﹤0.01%
14,896
+1,401
+10% +$17.5K
BUG icon
1678
Global X Cybersecurity ETF
BUG
$1.46B
$176K ﹤0.01%
7,243
-3,540
-33% -$81.8K
HMN icon
1679
Horace Mann Educators
HMN
$2.11B
$175K ﹤0.01%
+5,907
New +$188K
PK icon
1680
Park Hotels & Resorts
PK
$3.04B
$172K ﹤0.01%
13,399
+158
+1% +$2.02K
GEN icon
1681
Gen Digital
GEN
$17B
$169K ﹤0.01%
9,126
-17,734
-66% -$310K
FROG icon
1682
JFrog
FROG
$10.4B
$169K ﹤0.01%
+9,329
New +$213K
TDOC icon
1683
Teladoc Health
TDOC
$1.27B
$168K ﹤0.01%
+6,653
New +$167K
CALY
1684
Callaway Golf Company
CALY
$3.49B
$168K ﹤0.01%
+8,457
New +$169K
PVBC
1685
DELISTED
Provident Bancorp
PVBC
$168K ﹤0.01%
20,251
+39
+0.2% +$294
FCG icon
1686
First Trust Natural Gas ETF
FCG
$619M
$167K ﹤0.01%
+7,156
New +$163K
MLPX icon
1687
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$166K ﹤0.01%
3,992
-4,877
-55% -$195K
MAV
1688
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$165K ﹤0.01%
20,895
+6
+0% +$48
PTRA
1689
DELISTED
Proterra Inc. Common Stock
PTRA
$164K ﹤0.01%
137,026
-14,770
-10% -$18.1K
OXSQ icon
1690
Oxford Square Capital
OXSQ
$157M
$163K ﹤0.01%
61,626
– –
EUFN icon
1691
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$163K ﹤0.01%
+8,508
New +$164K
TENB icon
1692
Tenable Holdings
TENB
$4.01B
$162K ﹤0.01%
5,819
-1,102
-16% -$45K
TY icon
1693
TRI-Continental Corp
TY
$1.92B
$161K ﹤0.01%
+5,866
New +$156K
LGF.B
1694
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$160K ﹤0.01%
19,213
+3,007
+19% +$29.6K
DRIV icon
1695
Global X Autonomous & Electric Vehicles ETF
DRIV
$433M
$160K ﹤0.01%
+6,147
New +$146K
DOCS icon
1696
Doximity
DOCS
$3.96B
$159K ﹤0.01%
7,142
-104
-1% -$3.46K
CODI icon
1697
Compass Diversified
CODI
$829M
$159K ﹤0.01%
7,345
-3,301
-31% -$65.6K
VNM icon
1698
VanEck Vietnam ETF
VNM
$507M
$159K ﹤0.01%
11,930
-9,675
-45% -$121K
FINS
1699
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$157K ﹤0.01%
13,334
– –
KD icon
1700
Kyndryl
KD
$2.86B
$157K ﹤0.01%
11,857
-270
-2% -$3.65K
66 67
68
69 70

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.