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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
1676
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$132K ﹤0.01%
4,000
-25,838
-87% -$843K
PHI icon
1677
PLDT
PHI
$4.33B
$132K ﹤0.01%
5,084
+29
+0.6% +$771
MDLA
1678
DELISTED
Medallia, Inc.
MDLA
$132K ﹤0.01%
3,934
-192
-5% -$5.52K
SPSB icon
1679
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$131K ﹤0.01%
4,212
+2,454
+140% +$76.8K
TLH icon
1680
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$131K ﹤0.01%
896
+183
+26% +$26.2K
QQQH
1681
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$131K ﹤0.01%
2,345
– –
GMBTU
1682
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$130K ﹤0.01%
13,018
-63,982
-83% -$643K
XYLD icon
1683
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$129K ﹤0.01%
2,645
+450
+21% +$21.7K
HUBB icon
1684
Hubbell
HUBB
$27.2B
$128K ﹤0.01%
690
+259
+60% +$48.9K
ZY
1685
DELISTED
Zymergen Inc. Common Stock
ZY
$128K ﹤0.01%
+3,200
New +$126K
AGCO icon
1686
AGCO
AGCO
$7.2B
$127K ﹤0.01%
984
-687
-41% -$96.7K
NBB icon
1687
Nuveen Taxable Municipal Income Fund
NBB
$453M
$127K ﹤0.01%
5,443
+2,697
+98% +$61.4K
PKW icon
1688
Invesco BuyBack Achievers ETF
PKW
$1.76B
$127K ﹤0.01%
1,410
– –
BILL icon
1689
BILL Holdings
BILL
$4.78B
$126K ﹤0.01%
693
+107
+18% +$16.8K
BMBL icon
1690
Bumble
BMBL
$369M
$126K ﹤0.01%
2,195
+190
+9% +$10K
CMBS icon
1691
iShares CMBS ETF
CMBS
$472M
$126K ﹤0.01%
2,335
+2,183
+1,436% +$118K
HPS
1692
John Hancock Preferred Income Fund III
HPS
$458M
$126K ﹤0.01%
6,600
– –
VCTR icon
1693
Victory Capital Holdings
VCTR
$6.66B
$126K ﹤0.01%
3,934
+1,200
+44% +$35.1K
FNI
1694
DELISTED
First Trust Chindia ETF
FNI
$126K ﹤0.01%
2,019
+1,095
+119% +$66.6K
BOND icon
1695
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$125K ﹤0.01%
1,128
+21
+2% +$2.32K
DXC icon
1696
DXC Technology
DXC
$1.73B
$125K ﹤0.01%
3,252
-401
-11% -$14.3K
IIPR icon
1697
Innovative Industrial Properties
IIPR
$1.72B
$125K ﹤0.01%
661
-1,596
-71% -$293K
SMG icon
1698
ScottsMiracle-Gro
SMG
$3.66B
$125K ﹤0.01%
652
+422
+183% +$93.1K
UFPI icon
1699
UFP Industries
UFPI
$5.19B
$125K ﹤0.01%
1,682
+1,630
+3,135% +$129K
JKHY icon
1700
Jack Henry & Associates
JKHY
$11.1B
$124K ﹤0.01%
760
+77
+11% +$12.3K
66 67
68
69 70

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.