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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCL icon
1651
Local Bounti
LOCL
$23.5M
$197K ﹤0.01%
2,354
+1,477
+168% +$164K
NYF icon
1652
iShares New York Muni Bond ETF
NYF
$1.4B
$197K ﹤0.01%
3,405
– –
WCN
1653
Waste Connections
WCN
$42B
$196K ﹤0.01%
1,439
+150
+12% +$19.9K
CTRA
1654
DELISTED
Coterra Energy
CTRA
$195K ﹤0.01%
10,319
+3,364
+48% +$70.2K
MLPA icon
1655
Global X MLP ETF
MLPA
$2.26B
$195K ﹤0.01%
5,597
+23
+0.4% +$825
FXL icon
1656
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$194K ﹤0.01%
1,473
-19,684
-93% -$2.58M
ILCV icon
1657
iShares Morningstar Value ETF
ILCV
$1.35B
$194K ﹤0.01%
2,790
+307
+12% +$20.6K
LAND
1658
Gladstone Land Corp
LAND
$360M
$194K ﹤0.01%
5,752
– –
CW icon
1659
Curtiss-Wright
CW
$25.5B
$192K ﹤0.01%
1,387
-18
-1% -$2.38K
DFE icon
1660
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$192K ﹤0.01%
2,585
+439
+20% +$32.1K
CRWS icon
1661
Crown Crafts
CRWS
$32.3M
$191K ﹤0.01%
26,300
– –
PID icon
1662
Invesco International Dividend Achievers ETF
PID
$919M
$191K ﹤0.01%
10,361
+531
+5% +$9.63K
UDR icon
1663
UDR
UDR
$12.3B
$190K ﹤0.01%
3,176
+443
+16% +$24.9K
XSLV icon
1664
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$189K ﹤0.01%
3,632
-799
-18% -$40K
OPER icon
1665
ClearShares Ultra-Short Maturity ETF
OPER
$105M
$188K ﹤0.01%
1,878
-2,337
-55% -$234K
CF icon
1666
CF Industries
CF
$17.3B
$187K ﹤0.01%
2,662
-2,518
-49% -$158K
GNOM icon
1667
Global X Genomics & Biotechnology ETF
GNOM
$85.2M
$187K ﹤0.01%
2,359
– –
NTES icon
1668
NetEase
NTES
$84.7B
$187K ﹤0.01%
1,845
+465
+34% +$47.2K
AIVL icon
1669
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$185K ﹤0.01%
1,832
+499
+37% +$48.7K
DBEU icon
1670
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$786M
$185K ﹤0.01%
5,103
+767
+18% +$27.3K
GEN icon
1671
Gen Digital
GEN
$17.5B
$184K ﹤0.01%
7,089
+1,663
+31% +$42.1K
SAIC icon
1672
Saic
SAIC
$5.35B
$184K ﹤0.01%
2,204
– –
NVTSW
1673
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$184K ﹤0.01%
29,665
+25,665
+642% +$113K
QQQX icon
1674
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$183K ﹤0.01%
5,979
-198
-3% -$5.89K
RZV icon
1675
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
$183K ﹤0.01%
1,904
+1
+0.1% +$98
65 66
67
68 69

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.