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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPF
1651
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$144K ﹤0.01%
14,750
– –
DLY
1652
DoubleLine Yield Opportunities Fund
DLY
$690M
$143K ﹤0.01%
7,175
+267
+4% +$5.27K
HIW icon
1653
Highwoods Properties
HIW
$3.47B
$143K ﹤0.01%
+3,171
New +$143K
EDIT icon
1654
Editas Medicine
EDIT
$442M
$142K ﹤0.01%
2,514
+465
+23% +$17.2K
MXL icon
1655
MaxLinear
MXL
$6.8B
$142K ﹤0.01%
3,356
+32
+1% +$1.19K
REZI icon
1656
Resideo Technologies
REZI
$3.95B
$142K ﹤0.01%
4,768
+1,279
+37% +$37.9K
OXLC
1657
Oxford Lane Capital
OXLC
$898M
$141K ﹤0.01%
3,827
-49
-1% -$1.71K
MUDSW
1658
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$141K ﹤0.01%
+33,750
New +$140K
EWBC icon
1659
East-West Bancorp
EWBC
$18B
$140K ﹤0.01%
1,957
+118
+6% +$8.78K
VCV icon
1660
Invesco California Value Municipal Income Trust
VCV
$522M
$140K ﹤0.01%
10,106
+106
+1% +$1.42K
CELH icon
1661
Celsius Holdings
CELH
$7.1B
$139K ﹤0.01%
5,508
+108
+2% +$2.2K
FDM icon
1662
First Trust Dow Jones Select MicroCap Index Fund
FDM
$271M
$139K ﹤0.01%
2,256
+3
+0.1% +$182
GHYG icon
1663
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$138K ﹤0.01%
2,725
+1,817
+200% +$92K
LAND
1664
Gladstone Land Corp
LAND
$360M
$138K ﹤0.01%
5,752
– –
SEGG
1665
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$138K ﹤0.01%
8
– –
HIX
1666
Western Asset High Income Fund II
HIX
$355M
$137K ﹤0.01%
19,111
– –
BSCP
1667
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$136K ﹤0.01%
6,099
– –
DINO icon
1668
HF Sinclair
DINO
$14.5B
$136K ﹤0.01%
4,152
+79
+2% +$2.75K
ADC icon
1669
Agree Realty
ADC
$9.41B
$134K ﹤0.01%
1,910
+965
+102% +$67.7K
NWL icon
1670
Newell Brands
NWL
$2.56B
$134K ﹤0.01%
4,912
-218
-4% -$6.01K
FDEU
1671
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$134K ﹤0.01%
10,000
– –
MNDT
1672
DELISTED
Mandiant, Inc. Common Stock
MNDT
$134K ﹤0.01%
6,670
+3,467
+108% +$71.1K
SRPT icon
1673
Sarepta Therapeutics
SRPT
$1.77B
$133K ﹤0.01%
1,720
-81
-4% -$6.14K
UBSI icon
1674
United Bankshares
UBSI
$6.62B
$133K ﹤0.01%
3,659
+233
+7% +$9.16K
BSCM
1675
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$133K ﹤0.01%
6,174
– –
65 66
67
68 69

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.