Rockefeller Capital Management’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Rockefeller Capital Management’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-253	Closed	-$15K	–	4186
2022 Q1	$15K	Sell	253 -2,021	-89%	-$123K	﹤0.01%	2850
2021 Q4	$145K	Buy	2,274 +12	+0.5%	+$756	﹤0.01%	1772
2021 Q3	$135K	Buy	2,262 +6	+0.3%	+$360	﹤0.01%	1736
2021 Q2	$139K	Buy	2,256 +3	+0.1%	+$182	﹤0.01%	1662
2021 Q1	$135K	Buy	+2,253	New	+$127K	﹤0.01%	1477

Other funds holding FDM

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Rockefeller Capital Management's FDM Position: Q2 2022 in Review

Rockefeller Capital Management sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q2 2022, closing a stake of 253 shares — an estimated $15K sold.

Rockefeller Capital Management first reported a position in FDM in Q1 2021 and held it in 5 quarters. The position peaked at $145K in Q4 2021. 58 funds tracked by Wall St. Rank hold FDM as of Q2 2022.

Rockefeller Capital Management reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q2 2022 after selling out during the quarter.
Rockefeller Capital Management sold 253 First Trust Dow Jones Select MicroCap Index Fund shares in Q2 2022, an estimated $15K.
Rockefeller Capital Management first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q1 2021 and held it in 5 quarters.
Rockefeller Capital Management's First Trust Dow Jones Select MicroCap Index Fund position peaked at $145K in Q4 2021.
58 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q2 2022.

Based on Rockefeller Capital Management's 13F filing for Q2 2022, filed 12 Aug 2022.