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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBW icon
1626
Invesco WilderHill Clean Energy ETF
PBW
$429M
$153K ﹤0.01%
1,645
+434
+36% +$37.6K
QLTA icon
1627
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
$153K ﹤0.01%
+2,692
New +$151K
FEN
1628
DELISTED
First Trust Energy Income and Growth Fund
FEN
$153K ﹤0.01%
10,560
-190
-2% -$2.71K
IWC icon
1629
iShares Micro-Cap ETF
IWC
$1.52B
$152K ﹤0.01%
1,000
– –
NUAN
1630
DELISTED
Nuance Communications, Inc.
NUAN
$152K ﹤0.01%
2,823
+1,260
+81% +$66.4K
MORT icon
1631
VanEck Mortgage REIT Income ETF
MORT
$385M
$151K ﹤0.01%
7,650
+2,019
+36% +$39.2K
PML
1632
PIMCO Municipal Income Fund II
PML
$493M
$151K ﹤0.01%
10,023
+3,523
+54% +$52.1K
AVTR icon
1633
Avantor
AVTR
$9.19B
$150K ﹤0.01%
+4,231
New +$137K
HYLN icon
1634
Hyliion Holdings
HYLN
$690M
$150K ﹤0.01%
12,950
-2,795
-18% -$29.2K
NBXG
1635
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$149K ﹤0.01%
+7,442
New +$150K
NCV
1636
Virtus Convertible & Income Fund
NCV
$390M
$149K ﹤0.01%
6,100
-2,604
-30% -$60.7K
PALL icon
1637
abrdn Physical Palladium Shares ETF
PALL
$667M
$149K ﹤0.01%
2,880
-10
-0.3% -$522
RARE icon
1638
Ultragenyx Pharmaceutical
RARE
$2.55B
$149K ﹤0.01%
1,571
+58
+4% +$6.04K
ROUS icon
1639
Hartford Multifactor US Equity ETF
ROUS
$717M
$148K ﹤0.01%
3,691
– –
WIX icon
1640
WIX.com
WIX
$2.52B
$148K ﹤0.01%
513
+223
+77% +$62.5K
HYEM icon
1641
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$147K ﹤0.01%
6,167
+4,951
+407% +$118K
MYC
1642
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$147K ﹤0.01%
9,600
+1,600
+20% +$24.4K
FINX icon
1643
Global X FinTech ETF
FINX
$170M
$146K ﹤0.01%
3,064
+761
+33% +$34.9K
PAYA
1644
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$146K ﹤0.01%
13,300
+2,500
+23% +$26.6K
TGP
1645
DELISTED
Teekay LNG Partners L.P.
TGP
$146K ﹤0.01%
9,722
+157
+2% +$2.38K
FSLY icon
1646
Fastly Inc
FSLY
$3.66B
$145K ﹤0.01%
2,440
+395
+19% +$22.4K
MCR
1647
DELISTED
MFS Charter Income Trust
MCR
$145K ﹤0.01%
16,663
+176
+1% +$1.54K
DBEU icon
1648
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$786M
$144K ﹤0.01%
4,266
-601
-12% -$20.4K
IBRX icon
1649
ImmunityBio
IBRX
$8.1B
$144K ﹤0.01%
10,100
+10,000
+10,000% +$165K
FSD
1650
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$144K ﹤0.01%
9,187
-991
-10% -$15.2K
64 65
66
67 68

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.