Rockefeller Capital Management’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Rockefeller Capital Management’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-408	Closed	-$4K	–	4492
2022 Q2	$4K	Sell	408 -9,967	-96%	-$124K	﹤0.01%	3584
2022 Q1	$139K	Sell	10,375 -400	-4%	-$5.61K	﹤0.01%	1842
2021 Q4	$167K	Buy	10,775 +426	+4%	+$6.71K	﹤0.01%	1720
2021 Q3	$164K	Buy	10,349 +1,162	+13%	+$18.5K	﹤0.01%	1645
2021 Q2	$144K	Sell	9,187 -991	-10%	-$15.2K	﹤0.01%	1650
2021 Q1	$153K	Buy	10,178 +2,204	+28%	+$32.9K	﹤0.01%	1425
2020 Q4	$117K	Buy	7,974 +4,696	+143%	+$66.7K	﹤0.01%	1379
2020 Q3	$45K	Buy	3,278 +2,528	+337%	+$35K	﹤0.01%	1536
2020 Q2	$10K	Buy	+750	New	+$9.81K	﹤0.01%	1908

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rockefeller Capital Management's FSD Position: Q3 2022 in Review

Rockefeller Capital Management sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q3 2022, closing a stake of 408 shares — an estimated $4K sold.

Rockefeller Capital Management first reported a position in FSD in Q2 2020 and held it in 9 quarters. The position peaked at $167K in Q4 2021. 64 funds tracked by Wall St. Rank hold FSD as of Q3 2022.

Rockefeller Capital Management reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q3 2022 after selling out during the quarter.
Rockefeller Capital Management sold 408 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q3 2022, an estimated $4K.
Rockefeller Capital Management first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2020 and held it in 9 quarters.
Rockefeller Capital Management's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $167K in Q4 2021.
64 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q3 2022.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.