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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHLX
1626
DELISTED
Shell Midstream Partners, L.P.
SHLX
$59K ﹤0.01%
5,891
– –
DISCK
1627
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$59K ﹤0.01%
2,276
+1,334
+142% +$29.2K
NUAN
1628
DELISTED
Nuance Communications, Inc.
NUAN
$59K ﹤0.01%
1,358
-982
-42% -$37.2K
DBC icon
1629
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$58K ﹤0.01%
4,000
– –
DFJ icon
1630
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$58K ﹤0.01%
800
+200
+33% +$14.2K
MSGS icon
1631
Madison Square Garden
MSGS
$9.43B
$58K ﹤0.01%
318
+34
+12% +$5.6K
UAA icon
1632
Under Armour
UAA
$2.52B
$58K ﹤0.01%
3,395
+1,175
+53% +$18K
WSO icon
1633
Watsco Inc
WSO
$13.5B
$58K ﹤0.01%
257
+51
+25% +$11.7K
SLY
1634
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$58K ﹤0.01%
739
+3
+0.4% +$214
BLDP
1635
Ballard Power Systems
BLDP
$769M
$57K ﹤0.01%
2,443
+300
+14% +$5.53K
BLDR icon
1636
Builders FirstSource
BLDR
$7.74B
$57K ﹤0.01%
1,421
– –
BLMN icon
1637
Bloomin' Brands
BLMN
$944M
$57K ﹤0.01%
2,940
– –
EOT
1638
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
$57K ﹤0.01%
2,821
+12
+0.4% +$246
EQNR icon
1639
Equinor
EQNR
$97.4B
$57K ﹤0.01%
3,538
+1,879
+113% +$28.4K
FLEX icon
1640
Flex
FLEX
$44.2B
$57K ﹤0.01%
4,211
+268
+7% +$3.1K
GHYG icon
1641
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$57K ﹤0.01%
1,131
+1
+0.1% +$49
ALGT icon
1642
Allegiant Air
ALGT
$2.41B
$56K ﹤0.01%
+300
New +$46K
BF.B icon
1643
Brown-Forman Class B
BF.B
$12.9B
$56K ﹤0.01%
710
+179
+34% +$13.8K
BLD
1644
DELISTED
TopBuild
BLD
$56K ﹤0.01%
307
-2
-0.6% -$354
FANG icon
1645
Diamondback Energy
FANG
$55.7B
$56K ﹤0.01%
1,163
-4,179
-78% -$155K
FWONK icon
1646
Liberty Media Series C
FWONK
$25.8B
$56K ﹤0.01%
1,363
+416
+44% +$16.1K
HYLN icon
1647
Hyliion Holdings
HYLN
$701M
$56K ﹤0.01%
+3,405
New +$77.5K
SKIN icon
1648
SkinHealth Systems
SKIN
$83.3M
$56K ﹤0.01%
+5,000
New +$53.8K
SKYW icon
1649
Skywest
SKYW
$4.18B
$56K ﹤0.01%
1,400
+934
+200% +$34.1K
UNIT
1650
Uniti Group
UNIT
$2.28B
$56K ﹤0.01%
4,800
– –
64 65
66
67 68

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.