We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIO
1601
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$228K ﹤0.01%
21,212
– –
GJAN icon
1602
FT Vest US Equity Moderate Buffer ETF January
GJAN
$437M
$228K ﹤0.01%
7,000
– –
CGGO icon
1603
Capital Group Global Growth Equity ETF
CGGO
$11.8B
$227K ﹤0.01%
9,340
-2,611
-22% -$61.5K
PD icon
1604
PagerDuty
PD
$865M
$226K ﹤0.01%
13,000
+4,311
+50% +$120K
DJAN icon
1605
FT Vest US Equity Deep Buffer ETF January
DJAN
$479M
$226K ﹤0.01%
6,915
– –
VTRS icon
1606
Viatris
VTRS
$20.5B
$226K ﹤0.01%
22,637
-5,679
-20% -$54.2K
IFLN
1607
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$226K ﹤0.01%
12,917
-665
-5% -$11.6K
GPK icon
1608
Graphic Packaging
GPK
$3.52B
$226K ﹤0.01%
+9,393
New +$236K
AAAU icon
1609
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.58B
$224K ﹤0.01%
+11,776
New +$231K
DV icon
1610
DoubleVerify
DV
$1.84B
$224K ﹤0.01%
8,874
-628
-7% -$20.3K
FALN icon
1611
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$222K ﹤0.01%
8,746
-1,831
-17% -$45.8K
HQH
1612
abrdn Healthcare Investors
HQH
$1.29B
$221K ﹤0.01%
12,954
-4,378
-25% -$75.9K
SMTI icon
1613
Sanara MedTech
SMTI
$313M
$221K ﹤0.01%
5,500
– –
CEE
1614
Central and Eastern Europe Fund
CEE
$137M
$221K ﹤0.01%
24,341
-11,763
-33% -$99.8K
FFC
1615
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$220K ﹤0.01%
15,991
-159
-1% -$2.18K
BOX icon
1616
Box
BOX
$4.43B
$219K ﹤0.01%
7,461
-1,514
-17% -$41.9K
COM icon
1617
Direxion Auspice Broad Commodity Strategy ETF
COM
$204M
$219K ﹤0.01%
7,430
+134
+2% +$4.13K
PATH icon
1618
UiPath
PATH
$7.17B
$218K ﹤0.01%
18,943
-1,798
-9% -$28.8K
BOE icon
1619
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$218K ﹤0.01%
21,665
+1,564
+8% +$15.6K
MCY icon
1620
Mercury Insurance
MCY
$6.06B
$218K ﹤0.01%
7,193
-14,138
-66% -$431K
ATLC icon
1621
Atlanticus Holdings
ATLC
$1.68B
$217K ﹤0.01%
+5,160
New +$169K
BKN
1622
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$217K ﹤0.01%
18,617
+127
+0.7% +$1.46K
MYI icon
1623
BlackRock MuniYield Quality Fund III
MYI
$717M
$216K ﹤0.01%
19,789
-4,091
-17% -$44.8K
ME
1624
DELISTED
23andMe Holding Co
ME
$215K ﹤0.01%
6,150
– –
GER
1625
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$215K ﹤0.01%
13,702
– –
63 64
65
66 67

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM

Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.