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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGLV icon
1601
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$228K ﹤0.01%
1,683
+1,110
+194% +$148K
OLED icon
1602
Universal Display
OLED
$4.19B
$228K ﹤0.01%
2,125
+402
+23% +$42.2K
VMEO
1603
DELISTED
Vimeo
VMEO
$228K ﹤0.01%
66,599
-39,996
-38% -$155K
CADE
1604
DELISTED
Cadence Bank
CADE
$225K ﹤0.01%
9,152
-51
-0.6% -$1.37K
INSP icon
1605
Inspire Medical Systems
INSP
$1.74B
$225K ﹤0.01%
896
+140
+19% +$29.9K
SILK
1606
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$225K ﹤0.01%
4,265
+246
+6% +$12K
WIRE
1607
DELISTED
Encore Wire Corp
WIRE
$225K ﹤0.01%
1,637
-900
-35% -$125K
FFC
1608
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$224K ﹤0.01%
14,972
+13,915
+1,316% +$211K
LGOV icon
1609
First Trust Long Duration Opportunities ETF
LGOV
$625M
$224K ﹤0.01%
10,251
-7,127
-41% -$158K
PID icon
1610
Invesco International Dividend Achievers ETF
PID
$919M
$224K ﹤0.01%
13,442
+6,142
+84% +$101K
RVLV icon
1611
Revolve Group
RVLV
$1.73B
$224K ﹤0.01%
10,064
– –
DOC
1612
DELISTED
PHYSICIANS REALTY TRUST
DOC
$224K ﹤0.01%
15,488
-1,919
-11% -$27.9K
AGNC icon
1613
AGNC Investment
AGNC
$12.9B
$223K ﹤0.01%
21,687
+6,414
+42% +$58.6K
FOXA icon
1614
Fox Class A
FOXA
$26.9B
$223K ﹤0.01%
7,367
+1,111
+18% +$33.9K
PIO icon
1615
Invesco Global Water ETF
PIO
$283M
$223K ﹤0.01%
6,834
– –
SE icon
1616
Sea Limited
SE
$69.5B
$223K ﹤0.01%
4,335
+2,477
+133% +$133K
FFA
1617
First Trust Enhanced Equity Income Fund
FFA
$467M
$222K ﹤0.01%
14,101
-79,140
-85% -$1.24M
NCLH icon
1618
Norwegian Cruise Line
NCLH
$8.84B
$222K ﹤0.01%
18,139
-6,192
-25% -$93.2K
RRC icon
1619
Range Resources
RRC
$8.95B
$221K ﹤0.01%
8,860
+1
+0% +$27
DFNL icon
1620
Davis Select Financial ETF
DFNL
$491M
$220K ﹤0.01%
8,158
-12,430
-60% -$338K
RLY icon
1621
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$220K ﹤0.01%
8,020
+2,258
+39% +$63.2K
ZS icon
1622
Zscaler
ZS
$27.3B
$220K ﹤0.01%
1,979
-3,576
-64% -$486K
FGD icon
1623
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$219K ﹤0.01%
10,000
– –
IOVA icon
1624
Iovance Biotherapeutics
IOVA
$2.87B
$219K ﹤0.01%
34,373
+3,500
+11% +$27.3K
MIDD icon
1625
Middleby
MIDD
$6.08B
$219K ﹤0.01%
1,636
-70
-4% -$9.53K
63 64
65
66 67

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.