We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIPR icon
1601
Innovative Industrial Properties
IIPR
$1.72B
$222K ﹤0.01%
846
+179
+27% +$45.9K
KBWD icon
1602
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$222K ﹤0.01%
10,975
– –
NXST icon
1603
Nexstar Media Group
NXST
$5.97B
$222K ﹤0.01%
1,474
+1,199
+436% +$186K
IFLN
1604
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$222K ﹤0.01%
11,461
+11,254
+5,437% +$218K
BLW icon
1605
BlackRock Limited Duration Income Trust
BLW
$493M
$221K ﹤0.01%
13,120
+7
+0.1% +$119
CMPS
1606
Compass Pathways
CMPS
$1.83B
$221K ﹤0.01%
10,000
+7,015
+235% +$223K
BURL icon
1607
Burlington
BURL
$23.2B
$220K ﹤0.01%
756
+2
+0.3% +$562
ONC
1608
BeOne Medicines Ltd
ONC
$39.4B
$220K ﹤0.01%
814
-2
-0.2% -$675
DIOD icon
1609
Diodes
DIOD
$4.84B
$218K ﹤0.01%
1,989
+461
+30% +$46.7K
PDT
1610
John Hancock Premium Dividend Fund
PDT
$626M
$218K ﹤0.01%
13,086
+115
+0.9% +$1.97K
POWI icon
1611
Power Integrations
POWI
$3.61B
$218K ﹤0.01%
2,349
– –
SLAM
1612
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$218K ﹤0.01%
22,500
– –
DVA icon
1613
DaVita
DVA
$11.7B
$217K ﹤0.01%
1,916
+446
+30% +$47.9K
HR icon
1614
Healthcare Realty
HR
$6.84B
$217K ﹤0.01%
6,536
+691
+12% +$23.1K
NRIM icon
1615
Northrim BanCorp
NRIM
$587M
$217K ﹤0.01%
20,000
+3,868
+24% +$42.7K
REZ icon
1616
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$216K ﹤0.01%
+2,200
New +$202K
SPHD icon
1617
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$216K ﹤0.01%
4,796
-1,011
-17% -$44K
BRSL
1618
Brightstar Lottery PLC
BRSL
$2.03B
$215K ﹤0.01%
7,468
+6,806
+1,028% +$193K
CWI icon
1619
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$214K ﹤0.01%
7,314
+2,739
+60% +$80.9K
INDY icon
1620
iShares S&P India Nifty 50 Index Fund
INDY
$569M
$214K ﹤0.01%
4,525
+3,470
+329% +$176K
BSCQ icon
1621
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$213K ﹤0.01%
10,077
– –
DEED icon
1622
First Trust Securitized Plus ETF
DEED
$64.5M
$213K ﹤0.01%
8,290
-11,010
-57% -$284K
ESS icon
1623
Essex Property Trust
ESS
$18.5B
$213K ﹤0.01%
606
-454
-43% -$155K
SDVY icon
1624
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$213K ﹤0.01%
7,039
+4,959
+238% +$148K
TEVA icon
1625
Teva Pharmaceuticals
TEVA
$41.2B
$211K ﹤0.01%
26,416
+6,833
+35% +$61.7K
63 64
65
66 67

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.