Rockefeller Capital Management’s First Trust Securitized Plus ETF DEED Stock Holding History

Rockefeller Capital Management’s Portfolio DEED Stock Details DEED Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-198	Closed	-$4K	–	2433
2022 Q4	$4K	Hold	198	–	–	﹤0.01%	3368
2022 Q3	$4K	Hold	198	–	–	﹤0.01%	3386
2022 Q2	$4K	Sell	198 -4,055	-95%	-$94K	﹤0.01%	3521
2022 Q1	$102K	Sell	4,253 -4,037	-49%	-$101K	﹤0.01%	1970
2021 Q4	$213K	Sell	8,290 -11,010	-57%	-$284K	﹤0.01%	1622
2021 Q3	$500K	Buy	19,300 +9,286	+93%	+$242K	﹤0.01%	1258
2021 Q2	$259K	Buy	+10,014	New	+$260K	﹤0.01%	1412

Other funds holding DEED

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

DWM

Darwin Wealth Management Tampa, Florida $321M AUM 17.94% 1-Year Est. Return

GWM

GDS Wealth Management Flower Mound, Texas $1.66B AUM 18.11% 1-Year Est. Return

WCFA

Walkner Condon Financial Advisors Madison, Wisconsin $759M AUM 18.75% 1-Year Est. Return

M1FG

Mach-1 Financial Group Rogers, Arkansas $284M AUM 20.71% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

RWPA

Richard W. Paul & Associates Novi, Michigan $297M AUM 18.71% 1-Year Est. Return

Rockefeller Capital Management's DEED Position: Q1 2023 in Review

Rockefeller Capital Management sold out of First Trust Securitized Plus ETF (DEED) in Q1 2023, closing a stake of 198 shares — an estimated $4K sold.

Rockefeller Capital Management first reported a position in DEED in Q2 2021 and held it in 7 quarters. The position peaked at $500K in Q3 2021. 52 funds tracked by Wall St. Rank hold DEED as of Q1 2023.

Rockefeller Capital Management reported no remaining First Trust Securitized Plus ETF position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 198 First Trust Securitized Plus ETF shares in Q1 2023, an estimated $4K.
Rockefeller Capital Management first reported a position in First Trust Securitized Plus ETF in Q2 2021 and held it in 7 quarters.
Rockefeller Capital Management's First Trust Securitized Plus ETF position peaked at $500K in Q3 2021.
52 funds tracked by Wall St. Rank held First Trust Securitized Plus ETF as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.