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First Trust Securitized Plus ETF

62 hedge funds and large institutions have $173M invested in First Trust Securitized Plus ETF in 2021 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

467% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 3

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

29% more funds holding

Funds holding: 4862 (+14)

28% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 18

20% more capital invested

Capital invested by funds: $145M → $173M (+$28.7M)

0.14% more ownership

Funds ownership: 71.72%71.86% (+0.14%)

Holders
62
Holders Change
+14
Holders Change %
+29.17%
% of All Funds
1.09%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
17
Increased
23
Reduced
18
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PP
1
Palladium Partners
Virginia
$23.5M +$6.04M +232,335 +35%
LPL Financial
2
LPL Financial
California
$16.9M +$2.53M +97,162 +18%
GIA
3
Gladstone Institutional Advisory
Florida
$13.8M -$210K -8,081 -1%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$10.9M +$932K +35,816 +9%
DWM
5
Darwin Wealth Management
Florida
$7.38M -$59.4K -2,283 -0.8%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$7.18M +$517K +19,870 +8%
WCFA
7
Walkner Condon Financial Advisors
Wisconsin
$6.84M +$448K +17,214 +7%
CAG
8
Csenge Advisory Group
Florida
$6.77M +$4.92M +189,045 +261%
FHC
9
First Heartland Consultants
Missouri
$5.82M -$5.18M -199,119 -47%
Osaic Holdings
10
Osaic Holdings
Arizona
$5.67M -$408K -15,698 -7%
Victory Capital Management
11
Victory Capital Management
Texas
$5.49M +$5.5M +211,502 New
SMF
12
Sterling Manor Financial
New York
$4.51M +$3.71M +142,587 +457%
AI
13
Atria Investments
North Carolina
$3.99M +$141K +5,423 +4%
PAG
14
Private Advisor Group
New Jersey
$3.79M +$25.4K +976 +0.7%
PFS
15
Prospera Financial Services
Texas
$3.57M -$94.9K -3,650 -3%
SCA
16
Snowden Capital Advisors
New York
$3.41M +$3.42M +131,380 New
SG
17
StoneX Group
New York
$3.11M
William Blair & Company
18
William Blair & Company
Illinois
$2.98M
FAIM
19
Financial Advocates Investment Management
Washington
$2.72M +$482K +18,548 +21%
OMC
20
Old Mission Capital
Illinois
$2.68M +$2.69M +103,305 New
BRWM
21
B. Riley Wealth Management
Tennessee
$2.54M +$1.56M +60,155 +159%
Citadel Advisors
22
Citadel Advisors
Florida
$2.36M +$2.37M +91,108 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$2.36M +$167K +6,402 +8%
CA
24
Cambridge Advisors
Nebraska
$1.83M +$149K +5,717 +9%
NA
25
NewEdge Advisors
Louisiana
$1.75M +$36.4K +1,400 +2%

DEED Hedge Fund Activity: Q3 2021 in Review

62 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Securitized Plus ETF (DEED) for Q3 2021, worth a combined $173M — up 20% from $145M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new DEED positions and 3 closed out — a net gain of 14 holders — while 23 added to existing stakes and 18 trimmed.

The largest buyer was Palladium Partners, adding an estimated $6.04M. The largest seller was First Heartland Consultants, cutting an estimated $5.18M.

  • 62 institutional investors held First Trust Securitized Plus ETF (DEED) as of Q3 2021, up from 48 in Q2 2021.
  • Funds reported $173M of First Trust Securitized Plus ETF stock for Q3 2021, up 20% quarter-over-quarter.
  • 17 funds opened new First Trust Securitized Plus ETF positions in Q3 2021 and 3 closed out, a net change of +14 holders.
  • The largest First Trust Securitized Plus ETF buyer in Q3 2021 was Palladium Partners, an estimated $6.04M added.
  • The largest First Trust Securitized Plus ETF seller in Q3 2021 was First Heartland Consultants, an estimated $5.18M sold.

Based on aggregated 13F filings for Q3 2021.