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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIV icon
1601
Global X SuperDividend ETF
SDIV
$1.21B
$191K ﹤0.01%
4,817
+446
+10% +$18K
NRK icon
1602
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$190K ﹤0.01%
13,758
– –
TEVA icon
1603
Teva Pharmaceuticals
TEVA
$41.2B
$190K ﹤0.01%
19,583
+7,385
+61% +$69.2K
JKHY icon
1604
Jack Henry & Associates
JKHY
$11.1B
$189K ﹤0.01%
1,158
+398
+52% +$68.4K
TM icon
1605
Toyota
TM
$225B
$189K ﹤0.01%
1,069
+368
+52% +$65.7K
PBFX
1606
DELISTED
PBF LOGISTICS LP
PBFX
$189K ﹤0.01%
15,031
+29
+0.2% +$371
NVT icon
1607
nVent Electric
NVT
$26.7B
$188K ﹤0.01%
5,868
+402
+7% +$13K
OPEN icon
1608
Opendoor
OPEN
$3.38B
$188K ﹤0.01%
9,476
– –
SAIC icon
1609
Saic
SAIC
$5.35B
$188K ﹤0.01%
2,204
+201
+10% +$17.2K
FNX icon
1610
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$185K ﹤0.01%
1,896
-106
-5% -$10.6K
BTNB
1611
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
$183K ﹤0.01%
18,500
– –
CEY
1612
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$182K ﹤0.01%
7,662
-427
-5% -$10.2K
LBTYA icon
1613
Liberty Global Class A
LBTYA
$3.6B
$180K ﹤0.01%
6,062
– –
SPTS icon
1614
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$180K ﹤0.01%
5,883
-9,806
-63% -$301K
TRU icon
1615
TransUnion
TRU
$15.3B
$179K ﹤0.01%
1,603
-236
-13% -$27.7K
BRX icon
1616
Brixmor Property Group
BRX
$9.32B
$178K ﹤0.01%
8,093
– –
CW icon
1617
Curtiss-Wright
CW
$25.5B
$177K ﹤0.01%
1,405
+47
+3% +$5.62K
CELL
1618
DELISTED
PhenomeX Inc. Common Stock
CELL
$177K ﹤0.01%
9,050
+4,649
+106% +$177K
FNDC icon
1619
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$176K ﹤0.01%
4,561
+3,547
+350% +$140K
RZV icon
1620
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
$176K ﹤0.01%
1,903
-501
-21% -$45.8K
QQQX icon
1621
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$175K ﹤0.01%
6,177
+37
+0.6% +$1.09K
SZNE
1622
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
$174K ﹤0.01%
4,646
+3,663
+373% +$142K
FNDA icon
1623
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$173K ﹤0.01%
6,602
+578
+10% +$15.3K
EOT
1624
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$172K ﹤0.01%
7,301
+4,480
+159% +$103K
HR icon
1625
Healthcare Realty
HR
$6.84B
$172K ﹤0.01%
5,845
-105
-2% -$3.06K
63 64
65
66 67

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.