We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMQ icon
1576
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$318K ﹤0.01%
12,601
+19
+0.2% +$483
EDD
1577
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$318K ﹤0.01%
66,892
+9,875
+17% +$46.4K
UUUU icon
1578
Energy Fuels
UUUU
$3.53B
$316K ﹤0.01%
50,227
-132
-0.3% -$889
BALT icon
1579
Innovator Defined Wealth Shield ETF
BALT
$2.77B
$315K ﹤0.01%
10,750
– –
NOV icon
1580
NOV
NOV
$7B
$314K ﹤0.01%
+16,090
New +$299K
TEVA icon
1581
Teva Pharmaceuticals
TEVA
$41.2B
$314K ﹤0.01%
+22,246
New +$280K
HYEM icon
1582
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$312K ﹤0.01%
16,326
+3,939
+32% +$74K
MUFG icon
1583
Mitsubishi UFJ Financial
MUFG
$254B
$310K ﹤0.01%
30,284
+5,517
+22% +$53.4K
PMF
1584
DELISTED
PIMCO Municipal Income Fund
PMF
$305K ﹤0.01%
32,737
+427
+1% +$4.03K
PARA
1585
DELISTED
Paramount Global Class B
PARA
$304K ﹤0.01%
+25,849
New +$325K
ENVX icon
1586
Enovix
ENVX
$1.03B
$300K ﹤0.01%
+42,807
New +$372K
AEF
1587
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$300K ﹤0.01%
+59,342
New +$296K
DBRG icon
1588
DigitalBridge
DBRG
$2.95B
$299K ﹤0.01%
+15,514
New +$292K
EGBN icon
1589
Eagle Bancorp
EGBN
$845M
$298K ﹤0.01%
12,694
+93
+0.7% +$2.31K
ROIV icon
1590
Roivant Sciences
ROIV
$26.2B
$297K ﹤0.01%
+28,215
New +$304K
IHRT icon
1591
iHeartMedia
IHRT
$583M
$293K ﹤0.01%
140,178
+78
+0.1% +$184
VMO icon
1592
Invesco Municipal Opportunity Trust
VMO
$663M
$290K ﹤0.01%
29,820
+171
+0.6% +$1.64K
JETS icon
1593
US Global Jets ETF
JETS
$800M
$289K ﹤0.01%
13,742
-300
-2% -$5.85K
FXN icon
1594
First Trust Energy AlphaDEX Fund
FXN
$368M
$288K ﹤0.01%
15,394
-4,999
-25% -$84.5K
FNDE icon
1595
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$287K ﹤0.01%
10,327
-564
-5% -$15.2K
FMAG icon
1596
Fidelity Magellan ETF
FMAG
$255M
$282K ﹤0.01%
+10,056
New +$264K
PXH icon
1597
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$282K ﹤0.01%
14,495
+327
+2% +$6.22K
EVV
1598
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$281K ﹤0.01%
28,838
– –
GEN icon
1599
Gen Digital
GEN
$17.5B
$281K ﹤0.01%
12,532
+1,460
+13% +$32.4K
SITC icon
1600
SITE Centers
SITC
$165M
$279K ﹤0.01%
24,375
-5
-0% -$54
62 63
64
65 66

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.