We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
1551
AvalonBay Communities
AVB
$26.8B
$251K ﹤0.01%
1,366
-8
-0.6% -$1.61K
JRS icon
1552
Nuveen Real Estate Income Fund
JRS
$246M
$251K ﹤0.01%
+32,530
New +$306K
ICLR icon
1553
Icon
ICLR
$12.7B
$250K ﹤0.01%
1,363
+135
+11% +$29.4K
TYG
1554
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$250K ﹤0.01%
+8,404
New +$275K
MGU
1555
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$250K ﹤0.01%
13,162
– –
WCN
1556
Waste Connections
WCN
$42B
$249K ﹤0.01%
1,843
+375
+26% +$51.1K
IS
1557
DELISTED
ironSource Ltd.
IS
$247K ﹤0.01%
72,000
-182,000
-72% -$693K
FALN icon
1558
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$244K ﹤0.01%
10,242
-1,127
-10% -$28.3K
OXLC
1559
Oxford Lane Capital
OXLC
$898M
$243K ﹤0.01%
9,407
+1,340
+17% +$40.3K
AIZ icon
1560
Assurant
AIZ
$14.3B
$242K ﹤0.01%
1,667
-561
-25% -$91.6K
CSGP icon
1561
CoStar Group
CSGP
$12.3B
$241K ﹤0.01%
3,463
-172
-5% -$11.9K
MKTX icon
1562
MarketAxess Holdings
MKTX
$5.72B
$241K ﹤0.01%
1,087
+15
+1% +$3.85K
STN icon
1563
Stantec
STN
$8.39B
$241K ﹤0.01%
5,502
-6
-0.1% -$283
OSTR
1564
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
$241K ﹤0.01%
24,500
-33,022
-57% -$325K
CLFD icon
1565
Clearfield
CLFD
$374M
$240K ﹤0.01%
2,295
+2,160
+1,600% +$210K
CSM icon
1566
ProShares Large Cap Core Plus
CSM
$534M
$239K ﹤0.01%
5,676
+3
+0.1% +$141
SEE
1567
DELISTED
Sealed Air
SEE
$238K ﹤0.01%
5,365
-13,294
-71% -$729K
BNTX icon
1568
BioNTech
BNTX
$23.5B
$237K ﹤0.01%
1,764
+29
+2% +$4.43K
CEE
1569
Central and Eastern Europe Fund
CEE
$139M
$237K ﹤0.01%
36,000
+9,500
+36% +$85.3K
IGPT icon
1570
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$237K ﹤0.01%
8,010
+5,460
+214% +$178K
PWZ icon
1571
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$237K ﹤0.01%
10,248
-233
-2% -$5.71K
ME
1572
DELISTED
23andMe Holding Co
ME
$237K ﹤0.01%
4,150
+250
+6% +$16.4K
AFT
1573
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$237K ﹤0.01%
19,000
+1,940
+11% +$25.4K
EDD
1574
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$236K ﹤0.01%
58,924
+8,036
+16% +$35.2K
NWSA icon
1575
News Corp Class A
NWSA
$15.4B
$236K ﹤0.01%
15,664
-415
-3% -$6.96K
61 62
63
64 65

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.