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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILF icon
1526
iShares Latin America 40 ETF
ILF
$3.83B
$266K ﹤0.01%
11,246
-6,398
-36% -$153K
CLM icon
1527
Cornerstone Strategic Value Fund
CLM
$2.25B
$265K ﹤0.01%
31,451
+1,780
+6% +$17K
FNX icon
1528
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$265K ﹤0.01%
3,302
-90
-3% -$8.01K
IDEV icon
1529
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$265K ﹤0.01%
5,504
-182
-3% -$9.79K
MMD
1530
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$263K ﹤0.01%
16,890
-45,630
-73% -$824K
PSCJ icon
1531
Pacer Swan SOS Conservative July ETF
PSCJ
$42M
$263K ﹤0.01%
+14,000
New +$276K
RITM icon
1532
Rithm Capital
RITM
$5.69B
$263K ﹤0.01%
36,030
-7,033
-16% -$66.9K
DUSA icon
1533
Davis Select US Equity ETF
DUSA
$1.28B
$262K ﹤0.01%
10,422
+7,999
+330% +$224K
FLNA
1534
Filana Therapeutics
FLNA
$48.1M
$262K ﹤0.01%
6,275
+5,000
+392% +$135K
BOTZ icon
1535
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
$261K ﹤0.01%
14,485
-1,241
-8% -$26.2K
ENFR icon
1536
Alerian Energy Infrastructure ETF
ENFR
$511M
$261K ﹤0.01%
13,249
+9,145
+223% +$197K
DOC
1537
DELISTED
PHYSICIANS REALTY TRUST
DOC
$261K ﹤0.01%
17,407
+165
+1% +$2.79K
BLW icon
1538
BlackRock Limited Duration Income Trust
BLW
$493M
$259K ﹤0.01%
21,458
+5,227
+32% +$69K
EMN icon
1539
Eastman Chemical
EMN
$8.42B
$259K ﹤0.01%
3,666
+904
+33% +$81.2K
ESS icon
1540
Essex Property Trust
ESS
$18.5B
$257K ﹤0.01%
1,063
-30
-3% -$8.12K
NKLA
1541
DELISTED
Nikola Corporation Common Stock
NKLA
$257K ﹤0.01%
2,436
+2
+0.1% +$338
LOGI icon
1542
Logitech
LOGI
$15.2B
$256K ﹤0.01%
5,580
+1,338
+32% +$70.3K
IRTC icon
1543
iRhythm Holdings
IRTC
$4.2B
$255K ﹤0.01%
2,038
+1,514
+289% +$219K
OIA icon
1544
Invesco Municipal Income Opportunities Trust
OIA
$292M
$255K ﹤0.01%
43,597
+15,000
+52% +$98.3K
SOFI icon
1545
SoFi Technologies
SOFI
$23.7B
$254K ﹤0.01%
52,079
-16,179
-24% -$102K
STM icon
1546
STMicroelectronics
STM
$50B
$254K ﹤0.01%
8,266
+1,807
+28% +$63.4K
IEV icon
1547
iShares Europe ETF
IEV
$1.7B
$253K ﹤0.01%
6,707
– –
RSPT icon
1548
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$253K ﹤0.01%
11,180
+2,210
+25% +$56.5K
FINS
1549
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$252K ﹤0.01%
18,844
+11,783
+167% +$168K
SDHY
1550
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$252K ﹤0.01%
17,550
-205
-1% -$3.13K
60 61
62
63 64

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.