We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUVA
1526
DELISTED
NuVasive, Inc.
NUVA
$81K ﹤0.01%
1,453
+96
+7% +$4.72K
BTI icon
1527
British American Tobacco
BTI
$123B
$80K ﹤0.01%
2,138
-1,901
-47% -$68.1K
CDNA icon
1528
CareDx
CDNA
$2.44B
$80K ﹤0.01%
1,109
+41
+4% +$2.38K
FVRR icon
1529
Fiverr
FVRR
$327M
$80K ﹤0.01%
415
+374
+912% +$67.7K
HYT icon
1530
BlackRock Corporate High Yield Fund
HYT
$1.37B
$80K ﹤0.01%
7,000
-6,500
-48% -$72.9K
CAF
1531
Morgan Stanley China A Share Fund
CAF
$328M
$79K ﹤0.01%
3,605
+350
+11% +$7.9K
CBSH icon
1532
Commerce Bancshares
CBSH
$8.44B
$79K ﹤0.01%
1,569
+28
+2% +$1.36K
FE icon
1533
FirstEnergy
FE
$27.1B
$79K ﹤0.01%
2,617
-3,047
-54% -$91.3K
HFRO
1534
Highland Opportunities and Income Fund
HFRO
$404M
$79K ﹤0.01%
7,743
+3,201
+70% +$28.5K
RVLV icon
1535
Revolve Group
RVLV
$1.73B
$79K ﹤0.01%
2,564
+564
+28% +$12.6K
WIX icon
1536
WIX.com
WIX
$2.61B
$79K ﹤0.01%
319
-62
-16% -$16.3K
AMN icon
1537
AMN Healthcare
AMN
$1.42B
$78K ﹤0.01%
1,161
+37
+3% +$2.41K
FLRN icon
1538
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$78K ﹤0.01%
2,581
– –
OUT icon
1539
Outfront Media
OUT
$5.29B
$78K ﹤0.01%
4,064
-308
-7% -$5.21K
UAVS icon
1540
AgEagle Aerial Systems
UAVS
$59.2M
$78K ﹤0.01%
13
-20
-61% -$59.9K
ALLO icon
1541
Allogene Therapeutics
ALLO
$725M
$77K ﹤0.01%
+3,054
New +$99.5K
SIEN
1542
DELISTED
Sientra, Inc.
SIEN
$77K ﹤0.01%
2,000
-1,000
-33% -$44.8K
AB icon
1543
AllianceBernstein
AB
$3.45B
$76K ﹤0.01%
2,270
– –
SGDM icon
1544
Sprott Gold Miners ETF
SGDM
$661M
$76K ﹤0.01%
2,507
+7
+0.3% +$223
ABNB icon
1545
Airbnb
ABNB
$111B
$75K ﹤0.01%
+516
New +$76.2K
BGH
1546
Barings Global Short Duration High Yield Fund
BGH
$287M
$75K ﹤0.01%
5,000
+2,000
+67% +$27.9K
DLN icon
1547
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$75K ﹤0.01%
1,394
– –
MORT icon
1548
VanEck Mortgage REIT Income ETF
MORT
$369M
$75K ﹤0.01%
4,500
+900
+25% +$13.8K
ODFL icon
1549
Old Dominion Freight Line
ODFL
$44.1B
$75K ﹤0.01%
770
+304
+65% +$30.2K
TA
1550
DELISTED
TravelCenters of America LLC
TA
$75K ﹤0.01%
2,304
+70
+3% +$2.06K
60 61
62
63 64

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.