We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGL icon
1501
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$451K ﹤0.01%
15,713
-103
-0.7% -$2.99K
IGEB icon
1502
iShares Investment Grade Systematic Bond ETF
IGEB
$1.46B
$448K ﹤0.01%
+10,107
New +$457K
CCD
1503
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$447K ﹤0.01%
18,405
-1,000
-5% -$24.5K
MMIT icon
1504
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$446K ﹤0.01%
18,586
-915
-5% -$22.2K
EFAS icon
1505
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.1M
$446K ﹤0.01%
32,000
– –
VNO icon
1506
Vornado Realty Trust
VNO
$7.38B
$442K ﹤0.01%
10,507
-164
-2% -$6.93K
PTRB icon
1507
PGIM Total Return Bond ETF
PTRB
$1.13B
$441K ﹤0.01%
+10,765
New +$449K
DBC icon
1508
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$440K ﹤0.01%
20,585
+1,054
+5% +$23.5K
YMAR icon
1509
FT Vest International Equity Moderate Buffer ETF March
YMAR
$164M
$439K ﹤0.01%
19,242
-180,857
-90% -$4.22M
X
1510
DELISTED
US Steel
X
$433K ﹤0.01%
12,742
-493,952
-97% -$18.2M
CRGY icon
1511
Crescent Energy
CRGY
$3.82B
$433K ﹤0.01%
29,620
+8,763
+42% +$119K
VALE icon
1512
Vale
VALE
$62.6B
$431K ﹤0.01%
48,603
-52,698
-52% -$536K
JHEM icon
1513
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$431K ﹤0.01%
16,667
+393
+2% +$10.8K
CHWY icon
1514
Chewy
CHWY
$9.63B
$431K ﹤0.01%
+12,857
New +$400K
NULV icon
1515
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
$430K ﹤0.01%
+10,912
New +$453K
HYLS icon
1516
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$429K ﹤0.01%
10,374
-1,842
-15% -$76.8K
WOOF icon
1517
Petco
WOOF
$794M
$419K ﹤0.01%
+110,049
New +$497K
CARY icon
1518
Angel Oak Income ETF
CARY
$1.39B
$419K ﹤0.01%
20,356
+807
+4% +$16.8K
SDHY
1519
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$417K ﹤0.01%
25,885
+1,465
+6% +$24.2K
ARLO icon
1520
Arlo Technologies
ARLO
$1.65B
$415K ﹤0.01%
+37,127
New +$432K
DFNL icon
1521
Davis Select Financial ETF
DFNL
$491M
$415K ﹤0.01%
10,903
+250
+2% +$9.73K
SIRI icon
1522
SiriusXM
SIRI
$10.1B
$415K ﹤0.01%
18,213
+952
+6% +$24.3K
BAB icon
1523
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$414K ﹤0.01%
15,848
+8
+0.1% +$214
BANC icon
1524
Banc of California
BANC
$2.97B
$414K ﹤0.01%
26,803
-5,484
-17% -$86.5K
SNN icon
1525
Smith & Nephew
SNN
$12.6B
$413K ﹤0.01%
16,806
-1,653
-9% -$43.8K
59 60
61
62 63

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.