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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYD
1501
DELISTED
BlackRock MuniYield Fund
MYD
$353K ﹤0.01%
32,837
-23,716
-42% -$255K
DNL icon
1502
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$352K ﹤0.01%
9,950
+1,233
+14% +$42.6K
GSEW icon
1503
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
$351K ﹤0.01%
5,839
+141
+2% +$8.5K
AFGR
1504
First Trust Active Factor Large Cap Growth ETF
AFGR
$96.3M
$351K ﹤0.01%
18,390
-13,110
-42% -$238K
NMAI icon
1505
Nuveen Multi-Asset Income Fund
NMAI
$485M
$351K ﹤0.01%
30,419
– –
PFXF icon
1506
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$351K ﹤0.01%
19,938
+15,111
+313% +$269K
USPH icon
1507
US Physical Therapy
USPH
$1.22B
$351K ﹤0.01%
3,595
+3,470
+2,776% +$331K
ASAN icon
1508
Asana
ASAN
$2.13B
$347K ﹤0.01%
16,438
+16,134
+5,307% +$267K
PBT
1509
Permian Basin Royalty Trust
PBT
$1.49B
$346K ﹤0.01%
14,207
+2,050
+17% +$48.8K
EWZ icon
1510
iShares MSCI Brazil ETF
EWZ
$8.95B
$345K ﹤0.01%
12,639
-56
-0.4% -$1.57K
EMBC icon
1511
Embecta
EMBC
$262M
$343K ﹤0.01%
12,220
+4,639
+61% +$132K
FMHI icon
1512
First Trust Municipal High Income ETF
FMHI
$1.01B
$342K ﹤0.01%
7,313
+445
+6% +$20.9K
FNV icon
1513
Franco-Nevada
FNV
$46B
$342K ﹤0.01%
2,357
+2,122
+903% +$296K
HST icon
1514
Host Hotels & Resorts
HST
$16B
$342K ﹤0.01%
20,742
+16,307
+368% +$278K
RRC icon
1515
Range Resources
RRC
$8.95B
$342K ﹤0.01%
12,946
+4,086
+46% +$103K
UBSI icon
1516
United Bankshares
UBSI
$6.62B
$342K ﹤0.01%
9,734
– –
AGD
1517
abrdn Global Dynamic Dividend Fund
AGD
$320M
$341K ﹤0.01%
36,578
+3,070
+9% +$29.5K
EQR icon
1518
Equity Residential
EQR
$25.1B
$339K ﹤0.01%
5,656
-2,832
-33% -$174K
ETV
1519
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$338K ﹤0.01%
26,783
+1,300
+5% +$16.6K
OGS icon
1520
ONE Gas
OGS
$5.04B
$338K ﹤0.01%
4,288
+3,606
+529% +$286K
CHW
1521
Calamos Global Dynamic Income Fund
CHW
$545M
$337K ﹤0.01%
56,500
-5,000
-8% -$30.3K
FAAR icon
1522
First Trust Alternative Absolute Return Strategy ETF
FAAR
$195M
$336K ﹤0.01%
11,322
+32
+0.3% +$959
HIMS icon
1523
Hims & Hers Health
HIMS
$7.31B
$336K ﹤0.01%
33,921
+32,421
+2,161% +$284K
SPBO icon
1524
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$336K ﹤0.01%
11,491
– –
ATRC icon
1525
AtriCure
ATRC
$2.11B
$335K ﹤0.01%
8,091
+5,647
+231% +$234K
59 60
61
62 63

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.