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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
1501
Broadridge
BR
$19.3B
$129K ﹤0.01%
844
+27
+3% +$3.99K
CLDR
1502
DELISTED
Cloudera, Inc.
CLDR
$128K ﹤0.01%
10,535
+535
+5% +$7.99K
ILCV icon
1503
iShares Morningstar Value ETF
ILCV
$1.36B
$127K ﹤0.01%
2,078
+1,156
+125% +$67.9K
NVCR icon
1504
NovoCure
NVCR
$1.99B
$127K ﹤0.01%
966
-12
-1% -$1.9K
SCHF icon
1505
Schwab International Equity ETF
SCHF
$68.5B
$127K ﹤0.01%
6,814
+5,006
+277% +$93.4K
VCV icon
1506
Invesco California Value Municipal Income Trust
VCV
$525M
$127K ﹤0.01%
+10,000
New +$129K
XHB icon
1507
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$127K ﹤0.01%
1,809
+1,309
+262% +$83.3K
FDEU
1508
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$127K ﹤0.01%
10,000
– –
BBY icon
1509
Best Buy
BBY
$17.3B
$126K ﹤0.01%
1,102
+7
+0.6% +$784
FIRY
1510
Firy Inc
FIRY
$163M
$126K ﹤0.01%
333
+263
+376% +$151K
SGEN
1511
DELISTED
Seagen Inc. Common Stock
SGEN
$126K ﹤0.01%
911
+77
+9% +$12.4K
BMBL icon
1512
Bumble
BMBL
$366M
$125K ﹤0.01%
+2,005
New +$135K
GLMD icon
1513
Galmed Pharmaceuticals
GLMD
$4.88M
$125K ﹤0.01%
202
– –
XMMO icon
1514
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$125K ﹤0.01%
1,500
-500
-25% -$41.5K
QQQH
1515
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$385M
$125K ﹤0.01%
2,345
+1,640
+233% +$90.1K
LGF.B
1516
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$125K ﹤0.01%
9,740
+443
+5% +$5.83K
LNT icon
1517
Alliant Energy
LNT
$17.8B
$124K ﹤0.01%
2,297
+292
+15% +$14.5K
JOF
1518
Japan Smaller Capitalization Fund
JOF
$348M
$123K ﹤0.01%
13,299
-1,959
-13% -$17.9K
SUI icon
1519
Sun Communities
SUI
$14.4B
$123K ﹤0.01%
820
+115
+16% +$17K
CF icon
1520
CF Industries
CF
$17.9B
$122K ﹤0.01%
2,703
+2,005
+287% +$90.6K
LEGR icon
1521
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$122K ﹤0.01%
3,036
+2
+0.1% +$79
OXLC
1522
Oxford Lane Capital
OXLC
$901M
$122K ﹤0.01%
3,876
-20
-0.5% -$633
WLKP icon
1523
Westlake Chemical Partners
WLKP
$768M
$122K ﹤0.01%
5,122
+5,000
+4,098% +$118K
BOND icon
1524
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$121K ﹤0.01%
1,107
+1,000
+935% +$111K
IDU icon
1525
iShares US Utilities ETF
IDU
$1.35B
$121K ﹤0.01%
1,529
-668
-30% -$51.4K
59 60
61
62 63

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.