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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAMP icon
1501
LiveRamp
RAMP
$2.3B
$86K ﹤0.01%
1,186
+262
+28% +$16.7K
VPV icon
1502
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$86K ﹤0.01%
6,780
– –
AVB icon
1503
AvalonBay Communities
AVB
$26.3B
$85K ﹤0.01%
538
-70
-12% -$11.1K
BXP icon
1504
Boston Properties
BXP
$10.8B
$85K ﹤0.01%
906
-548
-38% -$49K
CPB icon
1505
Campbell Soup
CPB
$6.69B
$85K ﹤0.01%
1,758
+402
+30% +$19.4K
IBDQ
1506
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$85K ﹤0.01%
+3,120
New +$84.9K
SLYV icon
1507
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$85K ﹤0.01%
1,297
-139
-10% -$8.26K
IGI
1508
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$84K ﹤0.01%
+3,800
New +$80.7K
LAND
1509
Gladstone Land Corp
LAND
$351M
$84K ﹤0.01%
5,752
– –
TRU icon
1510
TransUnion
TRU
$15.2B
$84K ﹤0.01%
854
+156
+22% +$14.3K
AIVL icon
1511
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
$83K ﹤0.01%
1,000
– –
FLC
1512
Flaherty & Crumrine Total Return Fund
FLC
$175M
$83K ﹤0.01%
3,531
– –
HHH icon
1513
Howard Hughes
HHH
$3.91B
$83K ﹤0.01%
1,114
+14
+1% +$938
REZI icon
1514
Resideo Technologies
REZI
$3.67B
$83K ﹤0.01%
3,928
-856
-18% -$13.7K
VNO icon
1515
Vornado Realty Trust
VNO
$7.26B
$83K ﹤0.01%
2,233
-73
-3% -$2.67K
MRO
1516
DELISTED
Marathon Oil Corporation
MRO
$83K ﹤0.01%
12,548
+994
+9% +$5.34K
EGP icon
1517
EastGroup Properties
EGP
$10.9B
$82K ﹤0.01%
594
+32
+6% +$4.42K
FCT
1518
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$82K ﹤0.01%
7,090
– –
HLI icon
1519
Houlihan Lokey
HLI
$8.62B
$82K ﹤0.01%
1,232
-1
-0.1% -$65
PKB icon
1520
Invesco Building & Construction ETF
PKB
$393M
$82K ﹤0.01%
2,000
– –
TOON icon
1521
Kartoon Studios
TOON
$35.3M
$82K ﹤0.01%
6,000
– –
CDL icon
1522
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$402M
$81K ﹤0.01%
1,737
+15
+0.9% +$667
EVRG icon
1523
Evergy
EVRG
$18.9B
$81K ﹤0.01%
1,473
-99
-6% -$5.43K
RF icon
1524
Regions Financial
RF
$26.8B
$81K ﹤0.01%
5,083
-564
-10% -$8.15K
TRIP icon
1525
TripAdvisor
TRIP
$1.26B
$81K ﹤0.01%
+2,823
New +$68K
59 60
61
62 63

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.