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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNO icon
1501
CNO Financial Group
CNO
$5.1B
$35K ﹤0.01%
2,279
+391
+21% +$5.39K
COO icon
1502
Cooper Companies
COO
$14.5B
$35K ﹤0.01%
500
-364
-42% -$27K
DVAX
1503
DELISTED
Dynavax Technologies
DVAX
$35K ﹤0.01%
+4,000
New +$20.2K
GBCI icon
1504
Glacier Bancorp
GBCI
$6.35B
$35K ﹤0.01%
1,000
– –
PTGX icon
1505
Protagonist Therapeutics
PTGX
$9.44B
$35K ﹤0.01%
+2,000
New +$25.1K
SH icon
1506
ProShares Short S&P500
SH
$897M
$35K ﹤0.01%
393
-3,876
-91% -$372K
AWR icon
1507
American States Water
AWR
$3.46B
$34K ﹤0.01%
431
– –
BLDR icon
1508
Builders FirstSource
BLDR
$8.04B
$34K ﹤0.01%
1,628
-75
-4% -$1.35K
IXN icon
1509
iShares Global Tech ETF
IXN
$8.83B
$34K ﹤0.01%
870
+474
+120% +$16.8K
NRG icon
1510
NRG Energy
NRG
$24.8B
$34K ﹤0.01%
1,034
-280
-21% -$9.22K
SLRC icon
1511
SLR Investment Corp
SLRC
$715M
$34K ﹤0.01%
2,150
– –
AVK
1512
Advent Convertible and Income Fund
AVK
$563M
$33K ﹤0.01%
+2,568
New +$30.7K
ECC
1513
Eagle Point Credit Company
ECC
$513M
$33K ﹤0.01%
4,639
-537
-10% -$3.51K
EWD icon
1514
iShares MSCI Sweden ETF
EWD
$595M
$33K ﹤0.01%
1,052
-2,181
-67% -$61.9K
OPI
1515
DELISTED
Office Properties Income Trust
OPI
$33K ﹤0.01%
1,277
-548
-30% -$14.3K
VWOB icon
1516
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$33K ﹤0.01%
418
+5
+1% +$370
SRC
1517
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$33K ﹤0.01%
955
– –
HEP
1518
DELISTED
Holly Energy Partners, L.P.
HEP
$33K ﹤0.01%
2,280
– –
AVLR
1519
DELISTED
Avalara, Inc.
AVLR
$33K ﹤0.01%
250
– –
BBY icon
1520
Best Buy
BBY
$17.3B
$32K ﹤0.01%
365
-157
-30% -$11.9K
BLD
1521
DELISTED
TopBuild
BLD
$32K ﹤0.01%
280
-520
-65% -$51.9K
CAKE icon
1522
Cheesecake Factory
CAKE
$5.33B
$32K ﹤0.01%
1,393
+1,067
+327% +$22.4K
CMC icon
1523
Commercial Metals
CMC
$8.31B
$32K ﹤0.01%
1,563
+349
+29% +$5.99K
FIVE icon
1524
Five Below
FIVE
$13.5B
$32K ﹤0.01%
301
-16
-5% -$1.5K
GSBD icon
1525
Goldman Sachs BDC
GSBD
$1.1B
$32K ﹤0.01%
+1,991
New +$30.7K
59 60
61
62 63

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.