Rockefeller Capital Management’s ProShares Short S&P500 SH Stock Holding History

Rockefeller Capital Management’s Portfolio SH Stock Details SH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-393	Closed	-$35K	–	2770
2020 Q2	$35K	Sell	393 -3,876	-91%	-$372K	﹤0.01%	1507
2020 Q1	$472K	Buy	4,269 +84	+2%	+$8.48K	0.01%	619
2019 Q4	$402K	Sell	4,185 -2,047	-33%	-$207K	0.01%	621
2019 Q3	$651K	Buy	6,232 +4,172	+203%	+$441K	0.01%	454
2019 Q2	$219K	Buy	2,060 +930	+82%	+$101K	﹤0.01%	561
2019 Q1	$125K	Buy	+1,130	New	+$131K	﹤0.01%	704
2018 Q4	–	Sell	-884	Closed	-$97K	–	919
2018 Q3	$97K	Buy	+884	New	+$99K	﹤0.01%	395

Other funds holding SH

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return

NEIRG

New England Investment & Retirement Group North Andover, Massachusetts $434M AUM 25.45% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

HWA

HCR Wealth Advisors Los Angeles, California $1.12B AUM 33.13% 1-Year Est. Return

MCP

Mirador Capital Partners Pleasanton, California $859M AUM 41.74% 1-Year Est. Return

Rockefeller Capital Management's SH Position: Q3 2020 in Review

Rockefeller Capital Management sold out of ProShares Short S&P500 (SH) in Q3 2020, closing a stake of 393 shares — an estimated $35K sold.

Rockefeller Capital Management first reported a position in SH in Q3 2018 and held it in 7 quarters. The position peaked at $651K in Q3 2019. 205 funds tracked by Wall St. Rank hold SH as of Q3 2020.

Rockefeller Capital Management reported no remaining ProShares Short S&P500 position as of Q3 2020 after selling out during the quarter.
Rockefeller Capital Management sold 393 ProShares Short S&P500 shares in Q3 2020, an estimated $35K.
Rockefeller Capital Management first reported a position in ProShares Short S&P500 in Q3 2018 and held it in 7 quarters.
Rockefeller Capital Management's ProShares Short S&P500 position peaked at $651K in Q3 2019.
205 funds tracked by Wall St. Rank held ProShares Short S&P500 as of Q3 2020.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.