We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGPT icon
1476
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$496K ﹤0.01%
10,957
– –
AVRE icon
1477
Avantis Real Estate ETF
AVRE
$874M
$490K ﹤0.01%
+11,685
New +$522K
PMM
1478
Franklin Managed Municipal Income Trust
PMM
$273M
$489K ﹤0.01%
81,972
+62
+0.1% +$390
ENVX icon
1479
Enovix
ENVX
$1.03B
$489K ﹤0.01%
51,429
+26,679
+108% +$234K
IBCP icon
1480
Independent Bank Corp
IBCP
$844M
$488K ﹤0.01%
14,021
+5
+0% +$177
FLEX icon
1481
Flex
FLEX
$44.8B
$488K ﹤0.01%
12,709
+266
+2% +$9.85K
HST icon
1482
Host Hotels & Resorts
HST
$16B
$487K ﹤0.01%
27,729
-153
-0.5% -$2.75K
UBS icon
1483
UBS Group
UBS
$176B
$485K ﹤0.01%
15,999
+3,166
+25% +$100K
AVTR icon
1484
Avantor
AVTR
$9.19B
$484K ﹤0.01%
22,959
-2,120
-8% -$47.7K
PSK icon
1485
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$481K ﹤0.01%
14,576
– –
BXMX
1486
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$475K ﹤0.01%
33,931
+1,893
+6% +$26.2K
EQNR icon
1487
Equinor
EQNR
$92.4B
$475K ﹤0.01%
20,031
-2,416
-11% -$58.1K
PCK
1488
DELISTED
Pimco California Municipal Income Fund II
PCK
$472K ﹤0.01%
82,500
-4,607
-5% -$27.5K
CGCP icon
1489
Capital Group Core Plus Income ETF
CGCP
$8.44B
$471K ﹤0.01%
21,235
+338
+2% +$7.63K
AIO
1490
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$468K ﹤0.01%
18,964
+1,151
+6% +$26.9K
CEF icon
1491
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$465K ﹤0.01%
19,590
+1,090
+6% +$27K
ETO
1492
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$463K ﹤0.01%
18,322
– –
AVK
1493
Advent Convertible and Income Fund
AVK
$563M
$460K ﹤0.01%
+39,047
New +$459K
PAUG icon
1494
Innovator US Equity Power Buffer ETF August
PAUG
$867M
$459K ﹤0.01%
11,921
– –
GOF icon
1495
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$458K ﹤0.01%
30,003
-367
-1% -$5.76K
YJUN icon
1496
FT Vest International Equity Buffer ETF June
YJUN
$142M
$456K ﹤0.01%
21,119
+5,843
+38% +$129K
IDLV icon
1497
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$456K ﹤0.01%
16,380
-673
-4% -$19.5K
NWSA icon
1498
News Corp Class A
NWSA
$15.4B
$456K ﹤0.01%
16,558
-521
-3% -$14.5K
SDIV icon
1499
Global X SuperDividend ETF
SDIV
$1.21B
$456K ﹤0.01%
22,093
+573
+3% +$12.5K
FFIN icon
1500
First Financial Bankshares
FFIN
$4.97B
$455K ﹤0.01%
12,616
+495
+4% +$19.2K
58 59
60
61 62

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.