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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIM
1476
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$294K ﹤0.01%
29,900
-26,930
-47% -$266K
FLEX icon
1477
Flex
FLEX
$44.8B
$293K ﹤0.01%
23,522
+1,824
+8% +$23.3K
WIRE
1478
DELISTED
Encore Wire Corp
WIRE
$293K ﹤0.01%
2,537
+2,384
+1,558% +$290K
AGD
1479
abrdn Global Dynamic Dividend Fund
AGD
$320M
$291K ﹤0.01%
34,508
+2,285
+7% +$21.8K
RAMP icon
1480
LiveRamp
RAMP
$2.3B
$291K ﹤0.01%
16,031
+15,036
+1,511% +$348K
SMMV icon
1481
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$291K ﹤0.01%
9,148
-9,689
-51% -$338K
TRI icon
1482
Thomson Reuters
TRI
$44.1B
$291K ﹤0.01%
2,706
-279
-9% -$32.3K
SPSB icon
1483
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$290K ﹤0.01%
9,932
-23,793
-71% -$706K
ANSS
1484
DELISTED
Ansys
ANSS
$289K ﹤0.01%
1,310
-176
-12% -$45K
EWA icon
1485
iShares MSCI Australia ETF
EWA
$1.48B
$289K ﹤0.01%
14,772
+32
+0.2% +$696
BALT icon
1486
Innovator Defined Wealth Shield ETF
BALT
$2.79B
$288K ﹤0.01%
+11,200
New +$292K
JFR icon
1487
Nuveen Floating Rate Income Fund
JFR
$1.25B
$288K ﹤0.01%
35,603
+5,214
+17% +$44.8K
NAPA
1488
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$288K ﹤0.01%
+19,994
New +$358K
MRO
1489
DELISTED
Marathon Oil Corporation
MRO
$287K ﹤0.01%
12,735
-8,089
-39% -$192K
EWC icon
1490
iShares MSCI Canada ETF
EWC
$6.46B
$286K ﹤0.01%
9,324
+158
+2% +$5.37K
QLYS icon
1491
Qualys
QLYS
$6.35B
$285K ﹤0.01%
2,048
-54
-3% -$7.61K
PBFX
1492
DELISTED
PBF LOGISTICS LP
PBFX
$285K ﹤0.01%
15,126
+18
+0.1% +$319
ARKW icon
1493
ARK Web x.0 ETF
ARKW
$1.75B
$284K ﹤0.01%
6,244
-79
-1% -$4.28K
BBY icon
1494
Best Buy
BBY
$17.3B
$284K ﹤0.01%
4,498
+2,174
+94% +$161K
VTRS icon
1495
Viatris
VTRS
$18.9B
$284K ﹤0.01%
33,523
+904
+3% +$8.9K
RARE icon
1496
Ultragenyx Pharmaceutical
RARE
$2.55B
$282K ﹤0.01%
6,836
+3,364
+97% +$173K
FDEC icon
1497
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$281K ﹤0.01%
9,500
-5,000
-34% -$158K
NXST icon
1498
Nexstar Media Group
NXST
$5.97B
$280K ﹤0.01%
1,684
-42
-2% -$7.79K
VNO icon
1499
Vornado Realty Trust
VNO
$7.38B
$280K ﹤0.01%
12,129
+1,054
+10% +$29.4K
AVK
1500
Advent Convertible and Income Fund
AVK
$563M
$279K ﹤0.01%
27,003
-3,037
-10% -$38.7K
58 59
60
61 62

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NAMI
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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.