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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KFYP
1476
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$39K ﹤0.01%
1,500
– –
CXO
1477
DELISTED
CONCHO RESOURCES INC.
CXO
$39K ﹤0.01%
763
-1,641
-68% -$90.7K
HR
1478
DELISTED
Healthcare Realty Trust Incorporated
HR
$39K ﹤0.01%
1,335
+35
+3% +$1.05K
BGH
1479
Barings Global Short Duration High Yield Fund
BGH
$287M
$38K ﹤0.01%
3,000
+1,000
+50% +$11.6K
CVNA icon
1480
Carvana
CVNA
$77.9B
$38K ﹤0.01%
1,580
+180
+13% +$3.37K
ENR icon
1481
Energizer
ENR
$1.55B
$38K ﹤0.01%
808
-53
-6% -$2.17K
EWM icon
1482
iShares MSCI Malaysia ETF
EWM
$325M
$38K ﹤0.01%
1,500
– –
PFD
1483
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$38K ﹤0.01%
2,600
– –
PGP
1484
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$38K ﹤0.01%
4,657
– –
TXRH icon
1485
Texas Roadhouse
TXRH
$13.7B
$38K ﹤0.01%
+731
New +$35.6K
JTD
1486
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$38K ﹤0.01%
3,000
– –
AIMT
1487
DELISTED
Aimmune Therapeutics
AIMT
$38K ﹤0.01%
2,266
+979
+76% +$16.6K
BF.B icon
1488
Brown-Forman Class B
BF.B
$13.1B
$37K ﹤0.01%
582
+47
+9% +$3K
PMM
1489
Franklin Managed Municipal Income Trust
PMM
$273M
$37K ﹤0.01%
+5,005
New +$35.4K
PUK icon
1490
Prudential
PUK
$35.2B
$37K ﹤0.01%
1,261
-537
-30% -$14.2K
TAK icon
1491
Takeda Pharmaceutical
TAK
$55.7B
$37K ﹤0.01%
2,059
-555
-21% -$9.96K
ZYXI
1492
DELISTED
Zynex
ZYXI
$37K ﹤0.01%
+1,650
New +$27.6K
CDNA icon
1493
CareDx
CDNA
$2.42B
$36K ﹤0.01%
+1,029
New +$29.3K
ECON icon
1494
Columbia Emerging Markets Consumer ETF
ECON
$337M
$36K ﹤0.01%
1,569
-396
-20% -$8.42K
IYG icon
1495
iShares US Financial Services ETF
IYG
$2.2B
$36K ﹤0.01%
900
+390
+76% +$15K
VMO icon
1496
Invesco Municipal Opportunity Trust
VMO
$663M
$36K ﹤0.01%
3,010
– –
XLG icon
1497
Invesco S&P 500 Top 50 ETF
XLG
$11B
$36K ﹤0.01%
1,500
-1,750
-54% -$39.1K
AGEN
1498
Agenus
AGEN
$290M
$35K ﹤0.01%
459
– –
CDW icon
1499
CDW
CDW
$17B
$35K ﹤0.01%
299
+124
+71% +$13.4K
CHY
1500
Calamos Convertible and High Income Fund
CHY
$1.06B
$35K ﹤0.01%
3,053
– –
58 59
60
61 62

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NAMI
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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.