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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTC icon
1451
Elastic
ESTC
$7.25B
$375K ﹤0.01%
7,291
-705
-9% -$44.2K
FLEX icon
1452
Flex
FLEX
$45B
$374K ﹤0.01%
17,976
-49,828
-73% -$888K
OIA icon
1453
Invesco Municipal Income Opportunities Trust
OIA
$287M
$372K ﹤0.01%
59,651
+5,451
+10% +$33.9K
SPYM
1454
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
$371K ﹤0.01%
7,123
+1,910
+37% +$94.3K
AVID
1455
DELISTED
Avid Technology Inc
AVID
$370K ﹤0.01%
+14,504
New +$376K
ARLP icon
1456
Alliance Resource Partners
ARLP
$3.27B
$370K ﹤0.01%
+20,000
New +$384K
GWX icon
1457
State Street SPDR S&P International Small Cap ETF
GWX
$904M
$368K ﹤0.01%
12,056
+2,518
+26% +$78K
TWO
1458
Two Harbors Investment
TWO
$1.26B
$366K ﹤0.01%
26,389
+3,660
+16% +$48.3K
GIGB icon
1459
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$975M
$365K ﹤0.01%
8,070
+48
+0.6% +$2.17K
WTV icon
1460
WisdomTree US Value Fund
WTV
$3.36B
$362K ﹤0.01%
5,786
-14,293
-71% -$841K
CPB icon
1461
Campbell Soup
CPB
$6.87B
$362K ﹤0.01%
7,914
-3,551
-31% -$183K
GNOM icon
1462
Global X Genomics & Biotechnology ETF
GNOM
$82.5M
$359K ﹤0.01%
+7,400
New +$370K
BRO icon
1463
Brown & Brown
BRO
$23.7B
$359K ﹤0.01%
5,209
-400,410
-99% -$25.5M
CEF icon
1464
Sprott Physical Gold and Silver Trust
CEF
$7.86B
$358K ﹤0.01%
19,890
+5,700
+40% +$108K
IBDO
1465
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$358K ﹤0.01%
14,149
-59,265
-81% -$1.49M
NMAI icon
1466
Nuveen Multi-Asset Income Fund
NMAI
$478M
$355K ﹤0.01%
30,419
– –
NTNX icon
1467
Nutanix
NTNX
$16.5B
$353K ﹤0.01%
12,592
+4,356
+53% +$116K
JAAA icon
1468
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$351K ﹤0.01%
7,043
+2,422
+52% +$120K
STKL
1469
DELISTED
SunOpta
STKL
$347K ﹤0.01%
51,831
+1,523
+3% +$11.5K
NULV icon
1470
Nuveen ESG Large-Cap Value ETF
NULV
$2.26B
$344K ﹤0.01%
9,935
-989
-9% -$33.5K
KEMQ icon
1471
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.3M
$344K ﹤0.01%
23,759
-12,795
-35% -$187K
HWM icon
1472
Howmet Aerospace
HWM
$117B
$344K ﹤0.01%
6,936
-2,032
-23% -$90.5K
CGXU icon
1473
Capital Group International Focus Equity ETF
CGXU
$6.44B
$344K ﹤0.01%
14,617
+326
+2% +$7.59K
FLS icon
1474
Flowserve
FLS
$10.1B
$344K ﹤0.01%
9,252
-552
-6% -$19.1K
INVH icon
1475
Invitation Homes
INVH
$18.1B
$341K ﹤0.01%
9,924
-431
-4% -$14.4K
57 58
59
60 61

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.