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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSPT icon
1426
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$638M
$583K ﹤0.01%
21,100
– –
BIT icon
1427
BlackRock Multi-Sector Income Trust
BIT
$702M
$581K ﹤0.01%
39,798
+1,329
+3% +$19.6K
SUN icon
1428
Sunoco
SUN
$13.3B
$581K ﹤0.01%
11,290
-499
-4% -$26.4K
BOE icon
1429
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$580K ﹤0.01%
53,862
+36,050
+202% +$404K
ES icon
1430
Eversource Energy
ES
$27.2B
$577K ﹤0.01%
10,049
-213
-2% -$13.3K
ATMP icon
1431
iPath Select MLP ETN
ATMP
$621M
$575K ﹤0.01%
20,340
– –
FCT
1432
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$574K ﹤0.01%
55,485
+7,378
+15% +$76.4K
AXTA icon
1433
Axalta
AXTA
$8.17B
$569K ﹤0.01%
16,630
+960
+6% +$36.1K
BALL icon
1434
Ball Corp
BALL
$16.8B
$568K ﹤0.01%
+10,306
New +$631K
SAUG icon
1435
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$111M
$567K ﹤0.01%
+24,076
New +$572K
IBHE
1436
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$565K ﹤0.01%
24,360
+47
+0.2% +$1.09K
VKI icon
1437
Invesco Advantage Municipal Income Trust II
VKI
$401M
$563K ﹤0.01%
64,363
-41,640
-39% -$375K
FE icon
1438
FirstEnergy
FE
$27.5B
$560K ﹤0.01%
14,088
+134
+1% +$5.6K
FLG
1439
Flagstar Bank National Association
FLG
$5.82B
$557K ﹤0.01%
59,667
-29,102
-33% -$317K
PFN
1440
PIMCO Income Strategy Fund II
PFN
$703M
$556K ﹤0.01%
74,666
+16,947
+29% +$127K
POR icon
1441
Portland General Electric
POR
$5.77B
$556K ﹤0.01%
12,741
+1,471
+13% +$68.4K
SHYD icon
1442
VanEck Short High Yield Muni ETF
SHYD
$453M
$556K ﹤0.01%
24,711
+210
+0.9% +$4.76K
TSSI
1443
TSS Inc
TSSI
$316M
$552K ﹤0.01%
+46,550
New +$452K
PCG icon
1444
PG&E
PCG
$38.5B
$550K ﹤0.01%
27,275
-242
-0.9% -$4.92K
TECK icon
1445
Teck Resources
TECK
$32.6B
$548K ﹤0.01%
13,511
+335
+3% +$15.7K
HYLB icon
1446
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$546K ﹤0.01%
15,145
+865
+6% +$31.5K
FNDA icon
1447
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$546K ﹤0.01%
+18,392
New +$562K
IGF icon
1448
iShares Global Infrastructure ETF
IGF
$10.8B
$546K ﹤0.01%
10,518
-431
-4% -$23.3K
FAX
1449
abrdn Asia-Pacific Income Fund
FAX
$600M
$545K ﹤0.01%
37,050
-18,754
-34% -$305K
EIM
1450
Eaton Vance Municipal Bond Fund
EIM
$499M
$540K ﹤0.01%
52,124
-31,324
-38% -$330K
56 57
58
59 60

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.