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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMTM icon
1401
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
$318K ﹤0.01%
10,093
-18,164
-64% -$593K
KEMQ icon
1402
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.2M
$317K ﹤0.01%
22,670
-1,089
-5% -$16.1K
SPBO icon
1403
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$317K ﹤0.01%
11,491
– –
SIRI icon
1404
SiriusXM
SIRI
$10.1B
$315K ﹤0.01%
6,969
+134
+2% +$6.23K
CHW
1405
Calamos Global Dynamic Income Fund
CHW
$545M
$313K ﹤0.01%
56,500
– –
PMF
1406
DELISTED
PIMCO Municipal Income Fund
PMF
$310K ﹤0.01%
36,951
+416
+1% +$3.96K
FAAR icon
1407
First Trust Alternative Absolute Return Strategy ETF
FAAR
$189M
$306K ﹤0.01%
10,673
-279
-3% -$8.05K
DFIC icon
1408
Dimensional International Core Equity 2 ETF
DFIC
$15.2B
$305K ﹤0.01%
+13,135
New +$319K
DOC
1409
DELISTED
PHYSICIANS REALTY TRUST
DOC
$305K ﹤0.01%
25,018
+4,906
+24% +$67.8K
ENFR icon
1410
Alerian Energy Infrastructure ETF
ENFR
$506M
$304K ﹤0.01%
13,721
-920
-6% -$20.5K
FNDE icon
1411
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$304K ﹤0.01%
11,585
-262
-2% -$7.04K
AVK
1412
Advent Convertible and Income Fund
AVK
$560M
$303K ﹤0.01%
29,691
+364
+1% +$4.04K
PSCJ icon
1413
Pacer Swan SOS Conservative July ETF
PSCJ
$42M
$302K ﹤0.01%
14,000
– –
NBXG
1414
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$300K ﹤0.01%
28,745
-2,109
-7% -$22.7K
MIO
1415
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$298K ﹤0.01%
31,212
+10,000
+47% +$105K
FTRE icon
1416
Fortrea Holdings
FTRE
$1.75B
$297K ﹤0.01%
+10,187
New +$301K
NCLH icon
1417
Norwegian Cruise Line
NCLH
$8.84B
$296K ﹤0.01%
17,947
-1,709
-9% -$31.5K
FFIN icon
1418
First Financial Bankshares
FFIN
$4.97B
$293K ﹤0.01%
+11,664
New +$338K
CNP icon
1419
CenterPoint Energy
CNP
$26.8B
$290K ﹤0.01%
10,800
+2,114
+24% +$61.1K
ETO
1420
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$288K ﹤0.01%
13,500
– –
EVV
1421
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$286K ﹤0.01%
31,638
+1,000
+3% +$9.3K
HST icon
1422
Host Hotels & Resorts
HST
$16B
$286K ﹤0.01%
17,770
-5,274
-23% -$87.9K
JPS
1423
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$284K ﹤0.01%
45,995
+22,572
+96% +$144K
AGD
1424
abrdn Global Dynamic Dividend Fund
AGD
$320M
$284K ﹤0.01%
32,757
-2,996
-8% -$27.9K
ESRT icon
1425
Empire State Realty Trust
ESRT
$836M
$283K ﹤0.01%
35,177
+2
+0% +$17
55 56
57
58 59

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.