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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDEU
1376
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$118K ﹤0.01%
10,000
– –
HIG icon
1377
Hartford Financial Services
HIG
$38.7B
$117K ﹤0.01%
2,410
+215
+10% +$9.28K
NWL icon
1378
Newell Brands
NWL
$2.51B
$117K ﹤0.01%
5,511
+1,031
+23% +$20.1K
FSD
1379
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$117K ﹤0.01%
7,974
+4,696
+143% +$66.7K
ATRC icon
1380
AtriCure
ATRC
$2.12B
$116K ﹤0.01%
2,089
– –
CLF icon
1381
Cleveland-Cliffs
CLF
$7.13B
$116K ﹤0.01%
8,000
– –
SHOO icon
1382
Steven Madden
SHOO
$3.58B
$116K ﹤0.01%
3,300
-200
-6% -$5.69K
JKHY icon
1383
Jack Henry & Associates
JKHY
$11B
$115K ﹤0.01%
712
-143
-17% -$22.7K
RDS.B
1384
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$115K ﹤0.01%
3,445
-2,083
-38% -$62K
FXE icon
1385
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$114K ﹤0.01%
1,000
– –
HPS
1386
John Hancock Preferred Income Fund III
HPS
$459M
$114K ﹤0.01%
6,600
– –
IGBH icon
1387
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$226M
$114K ﹤0.01%
+4,579
New +$111K
KTB icon
1388
Kontoor Brands
KTB
$4.27B
$114K ﹤0.01%
2,830
+178
+7% +$6.56K
TIF
1389
DELISTED
Tiffany & Co.
TIF
$114K ﹤0.01%
874
+37
+4% +$4.74K
EVGO icon
1390
EVgo
EVGO
$224M
$113K ﹤0.01%
+10,620
New +$110K
GLMD icon
1391
Galmed Pharmaceuticals
GLMD
$4.9M
$113K ﹤0.01%
202
+3
+2% +$1.87K
LEGR icon
1392
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$113K ﹤0.01%
3,034
+8
+0.3% +$276
MHD icon
1393
BlackRock MuniHoldings Fund
MHD
$604M
$113K ﹤0.01%
7,000
-4,000
-36% -$62.5K
QTTB icon
1394
Q32 Bio
QTTB
$466M
$113K ﹤0.01%
559
+556
+18,533% +$107K
MRTX
1395
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$113K ﹤0.01%
515
+159
+45% +$34.4K
ADM icon
1396
Archer Daniels Midland
ADM
$38.8B
$112K ﹤0.01%
2,236
+126
+6% +$6.23K
ETW
1397
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$112K ﹤0.01%
11,594
+1,162
+11% +$10.6K
NYF icon
1398
iShares New York Muni Bond ETF
NYF
$1.41B
$112K ﹤0.01%
1,935
– –
PMX
1399
DELISTED
PIMCO Municipal Income Fund III
PMX
$112K ﹤0.01%
9,500
+3,500
+58% +$40.7K
NVTA
1400
DELISTED
Invitae Corporation
NVTA
$112K ﹤0.01%
2,714
+2,351
+648% +$112K
54 55
56
57 58

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.