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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
1301
Eastman Chemical
EMN
$8.42B
$1.34M ﹤0.01%
21,324
-6,069
-22% -$424K
FJUN icon
1302
FT Vest US Equity Buffer ETF June
FJUN
$1.4B
$1.33M ﹤0.01%
23,831
-1,476
-6% -$80.8K
CDC icon
1303
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$1.33M ﹤0.01%
19,963
-2,015
-9% -$132K
DVYE icon
1304
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.33M ﹤0.01%
44,811
+4
+0% +$118
VONE icon
1305
Vanguard Russell 1000 ETF
VONE
$8.68B
$1.33M ﹤0.01%
+4,387
New +$1.28M
UNM icon
1306
Unum
UNM
$14.3B
$1.33M ﹤0.01%
17,044
+51
+0.3% +$3.82K
PNNT
1307
Pennant Park Investment Corp
PNNT
$241M
$1.32M ﹤0.01%
197,176
+1,500
+0.8% +$10.7K
IGHG icon
1308
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$1.32M ﹤0.01%
16,693
-1,012
-6% -$79.6K
PICK icon
1309
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.33B
$1.31M ﹤0.01%
29,455
-802
-3% -$32.6K
SPHD icon
1310
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$1.31M ﹤0.01%
+26,443
New +$1.29M
NNE
1311
Nano Nuclear Energy
NNE
$1.01B
$1.3M ﹤0.01%
+33,655
New +$1.2M
FICO icon
1312
Fair Isaac
FICO
$22.5B
$1.3M ﹤0.01%
+866
New +$1.3M
INSM icon
1313
Insmed
INSM
$28.6B
$1.28M ﹤0.01%
+8,912
New +$1.09M
CGBL icon
1314
Capital Group Core Balanced ETF
CGBL
$7.48B
$1.28M ﹤0.01%
+36,900
New +$1.26M
WFC.PRL icon
1315
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$1.28M ﹤0.01%
+1,037
New +$1.26M
KNX icon
1316
Knight Transportation
KNX
$11.4B
$1.28M ﹤0.01%
32,304
+1,435
+5% +$62.2K
SHYG icon
1317
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$1.27M ﹤0.01%
29,425
+8,761
+42% +$377K
FJAN icon
1318
FT Vest US Equity Buffer ETF January
FJAN
$1.46B
$1.27M ﹤0.01%
25,366
-477
-2% -$23.3K
SCZ icon
1319
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$1.26M ﹤0.01%
16,485
-666
-4% -$49.8K
XHB icon
1320
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$1.26M ﹤0.01%
+11,396
New +$1.25M
DSEP icon
1321
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
$1.26M ﹤0.01%
28,561
-1,841
-6% -$79.8K
INVH icon
1322
Invitation Homes
INVH
$18B
$1.26M ﹤0.01%
42,989
+4,579
+12% +$141K
DJUL icon
1323
FT Vest US Equity Deep Buffer ETF July
DJUL
$457M
$1.26M ﹤0.01%
26,959
– –
MVT
1324
DELISTED
BlackRock MuniVest Fund II
MVT
$1.26M ﹤0.01%
118,420
+21,828
+23% +$225K
QQQE icon
1325
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$1.26M ﹤0.01%
12,359
-499
-4% -$49.4K
51 52
53
54 55

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.