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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSFD icon
1276
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$961K ﹤0.01%
31,500
– –
IFV icon
1277
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$960K ﹤0.01%
47,987
-1,811
-4% -$35.3K
DIM icon
1278
WisdomTree International MidCap Dividend Fund
DIM
$170M
$955K ﹤0.01%
15,177
+1
+0% +$61
BUD icon
1279
AB InBev
BUD
$165B
$954K ﹤0.01%
+15,697
New +$982K
MDIV icon
1280
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$952K ﹤0.01%
60,267
-270
-0.4% -$4.2K
FTGC icon
1281
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$952K ﹤0.01%
40,114
-10,893
-21% -$251K
SRVR icon
1282
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$948K ﹤0.01%
33,080
+7,465
+29% +$215K
LDP icon
1283
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$947K ﹤0.01%
47,160
-4,105
-8% -$79.7K
FJUN icon
1284
FT Vest US Equity Buffer ETF June
FJUN
$1.39B
$944K ﹤0.01%
20,073
-289
-1% -$13.2K
DHS icon
1285
WisdomTree US High Dividend Fund
DHS
$1.58B
$943K ﹤0.01%
10,880
-734
-6% -$60.4K
WDI
1286
Western Asset Diversified Income Fund
WDI
$681M
$937K ﹤0.01%
64,840
+249
+0.4% +$3.58K
KBWB icon
1287
Invesco KBW Bank ETF
KBWB
$6.87B
$933K ﹤0.01%
17,395
-752,588
-98% -$37.4M
VMEO
1288
DELISTED
Vimeo
VMEO
$931K ﹤0.01%
227,637
+99,887
+78% +$426K
NMAI icon
1289
Nuveen Multi-Asset Income Fund
NMAI
$485M
$931K ﹤0.01%
74,818
+2,316
+3% +$28.1K
FAX
1290
abrdn Asia-Pacific Income Fund
FAX
$600M
$927K ﹤0.01%
55,193
+2,353
+4% +$38.1K
JPC icon
1291
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$926K ﹤0.01%
128,821
-517,058
-80% -$3.67M
PHO icon
1292
Invesco Water Resources ETF
PHO
$2.09B
$922K ﹤0.01%
13,842
-216
-2% -$13.4K
TE
1293
T1 Energy
TE
$1.63B
$917K ﹤0.01%
545,700
-19,482
-3% -$30.8K
ALGM icon
1294
Allegro MicroSystems
ALGM
$8.16B
$916K ﹤0.01%
33,976
-32,216
-49% -$931K
IQI icon
1295
Invesco Quality Municipal Securities
IQI
$534M
$914K ﹤0.01%
94,446
-37,404
-28% -$358K
EVN
1296
Eaton Vance Municipal Income Trust
EVN
$426M
$903K ﹤0.01%
88,078
-6,812
-7% -$69K
RKLB icon
1297
Rocket Lab Corp
RKLB
$51.8B
$899K ﹤0.01%
218,709
+176,958
+424% +$817K
NTR icon
1298
Nutrien
NTR
$30.7B
$898K ﹤0.01%
16,530
+1,032
+7% +$53.8K
SHYD icon
1299
VanEck Short High Yield Muni ETF
SHYD
$453M
$895K ﹤0.01%
39,937
+1,125
+3% +$25K
FDMO icon
1300
Fidelity Momentum Factor ETF
FDMO
$958M
$894K ﹤0.01%
14,809
+2,484
+20% +$141K
50 51
52
53 54

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NAMI
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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.