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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFIC icon
1251
MidCap Financial Investment
MFIC
$804M
$1.02M ﹤0.01%
67,908
+1,501
+2% +$21.3K
BKR icon
1252
Baker Hughes
BKR
$61.1B
$1.02M ﹤0.01%
30,464
+13,864
+84% +$428K
APLT
1253
DELISTED
Applied Therapeutics
APLT
$1.02M ﹤0.01%
+150,000
New +$673K
RHI icon
1254
Robert Half
RHI
$4.37B
$1.02M ﹤0.01%
12,835
+611
+5% +$49.2K
WU icon
1255
Western Union
WU
$2.21B
$1.02M ﹤0.01%
72,735
+694
+1% +$8.94K
BTU icon
1256
Peabody Energy
BTU
$2.9B
$1.02M ﹤0.01%
41,911
+1,897
+5% +$47.7K
HSBC icon
1257
HSBC
HSBC
$356B
$1.02M ﹤0.01%
25,804
-11,605
-31% -$453K
FJAN icon
1258
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
$1M ﹤0.01%
23,915
-296
-1% -$12.1K
FIXD icon
1259
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$1M ﹤0.01%
23,011
-186
-0.8% -$8.15K
RYLD icon
1260
Global X Russell 2000 Covered Call ETF
RYLD
$1.4B
$1M ﹤0.01%
59,279
+32,920
+125% +$544K
TOTL icon
1261
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$1M ﹤0.01%
24,975
+6,738
+37% +$268K
AA icon
1262
Alcoa
AA
$13.2B
$992K ﹤0.01%
29,361
+3,510
+14% +$103K
MVF
1263
DELISTED
BlackRock MuniVest Fund
MVF
$989K ﹤0.01%
140,083
-27,605
-16% -$193K
FMAR icon
1264
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$989K ﹤0.01%
25,197
+4,760
+23% +$183K
EPI icon
1265
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$985K ﹤0.01%
22,622
+7,644
+51% +$328K
MP icon
1266
MP Materials
MP
$9.1B
$981K ﹤0.01%
68,581
+1,373
+2% +$21.7K
CSGP icon
1267
CoStar Group
CSGP
$12.3B
$979K ﹤0.01%
10,131
-1,440
-12% -$124K
SEDG icon
1268
SolarEdge
SEDG
$1.95B
$977K ﹤0.01%
13,760
+3,438
+33% +$248K
UNM icon
1269
Unum
UNM
$14.3B
$973K ﹤0.01%
18,127
+381
+2% +$18.6K
JHSC icon
1270
John Hancock Multifactor Small Cap ETF
JHSC
$744M
$972K ﹤0.01%
25,244
-874
-3% -$31.8K
NFJ
1271
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$971K ﹤0.01%
76,004
-5,828
-7% -$72.2K
VGLT icon
1272
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$967K ﹤0.01%
16,329
+2,592
+19% +$153K
NUMV icon
1273
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
$967K ﹤0.01%
28,280
– –
FUTY icon
1274
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$967K ﹤0.01%
22,794
+3,140
+16% +$126K
IGR
1275
CBRE Global Real Estate Income Fund
IGR
$713M
$966K ﹤0.01%
179,465
-10,935
-6% -$57.2K
49 50
51
52 53

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.